CIRCULAR
CIRCULAR WEALTH ADVISORS, INC. Legal Name
Adviser information for CIRCULAR last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 1 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 12 | $1.8M |
Non-Discretionary | 0 | $0 |
Total | 12 | $1.8M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 12 | $1.8M |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 83 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Portfolio management for individuals and/or small businesses |
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Compensation | % of AUM |
Wrap Fee Program
Offers Wrap Fee Program | Yes |
---|
Acting As | RAUM |
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Sponsor | 0 |
Portfolio Manager | 0 |
Both for Same | 1.8M |
Portfolio Manager to Program | Sponsor |
---|---|
CIRCULAR WEALTH ADVISORS, INC. WRAP FEE PROGRAM | CIRCULAR WEALTH ADVISORS, INC. |
Identifiers
SEC RIA File Number | 801-122219 |
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SEC ERA File Number | 801-122219 |
SEC CIK Numbers | None |
SEC CRD Numbers | 316106 |
Legal Entity Identifier | None |
Principal Office
1805 SW 24TH TERFORT LAUDERDALE
FL
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 954-205-2149, Fax: N/A
Websites
Chief Compliance Officer
JUAN MIGUEL LOPEZ ZAMORA
CHIEF COMPLIANCE OFFICER
1805 SW 24TH TER
FORT LAUDERDALE
FL
United States
Tel:
954-205-2149
Fax:
N/A
J***@*************************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
Lopez Zamora, Juan Miguel | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2021 | < 5% |
UPSALE GROUP LLC | Domestic Entity | – | HOLDING COMPANY | 07/2021 | > 75% |
Lopez Zamora, Juan Miguel | Individual | UPSALE GROUP LLC | MANAGING MEMBER | 09/2018 | > 75% |