XALTS
XPONANCE ALTS SOLUTIONS, LLC Legal Name
Adviser information for XALTS last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $92.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $92.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $92.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-122221 |
|---|---|
| SEC ERA File Number | 801-122221 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314283 |
| Legal Entity Identifier | None |
Principal Office
1845 WALNUT STREETSUITE 800
PHILADELPHIA
PA
United States
Monday - Friday, 8:30-5:00
Tel: 215-567-1100, Fax: None
Chief Compliance Officer
SHELLEY SIMMS
1845 WALNUT STREET
SUITE 800
PHILADELPHIA
PA
United States
Tel:
215-567-1100
S*****@***************M
(Full email address available in API data)
Regulatory Contact
CURTIS FLIPPEN
OUTSIDE CONSULTANT
THREE CANAL PLAZA
SUITE 100
PORTLAND
ME
United States
Tel:
732-261-9442
C*************@************M
(Full email address available in API data)
Industry Affiliates
| XPONANCE ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| XPONANCE, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| XPONANCE DIVERSE OPPORTUNITIES FUND, LP | Private Equity Fund | $92.3M | $5.0M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHESTER, MARQUETTE | Individual | – | SENIOR MANAGING DIRECTOR/MEMBER | 02/2021 | 10-25% |
| SIMMS, SHELLEY | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2021 | < 5% |
| XPONANCE, INC. | Domestic Entity | – | MEMBER | 02/2021 | 50-75% |
| BYLES WILLIAMS, TINA | Individual | – | CHAIRPERSON/MEMBER | 02/2021 | 10-25% |
| WILLIAMS, MCCULLOUGH, ALPHONSO | Individual | – | CHIEF OPERATING OFFICER | 02/2021 | < 5% |
| LOGUE, EUGENIE, GUTHRIE | Individual | – | CHIEF FINANCIAL OFFICER | 02/2021 | < 5% |
| XPONANCE EMPLOYEE STOCK OWNERSHIP PLAN TRUST | Domestic Entity | XPONANCE, INC. | SHAREHOLDER | 12/2012 | 25-50% |
| TINA BYLES WILLIAMS REVOCABLE TRUST | Domestic Entity | XPONANCE, INC. | SHAREHOLDER | 12/2009 | 50-75% |
| URBACH, JAMES | Individual | XPONANCE EMPLOYEE STOCK OWNERSHIP PLAN TRUST | TRUSTEE | 12/2012 | |
| BYLES WILLIAMS, TINA | Individual | TINA BYLES WILLIAMS REVOCABLE TRUST | TRUSTEE | 12/2009 | |
| ORR, MICHAEL | Individual | – | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER | 09/2022 | < 5% |
| TINA BYLES WILLIAMS REVOCABLE TRUST | Domestic Entity | – | MEMBER | 04/2023 | 10-25% |
| INVICTUS 70 VENTURES, LLC | Domestic Entity | – | MEMBER | 04/2023 | 10-25% |
| CHESTER, MARQUETTE | Individual | INVICTUS 70 VENTURES, LLC | MANAGING PARTNER | 07/2021 |