OREGON PACIFIC WEALTH MANAGEMENT
OREGON PACIFIC WEALTH MANAGEMENT, LLC Legal Name
Adviser information for OREGON PACIFIC WEALTH MANAGEMENT last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 538 | $153.8M |
| Non-Discretionary | 3 | $1.2M |
| Total | 541 | $155.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 238 | $69.2M |
| HNW Individuals | 35 | $80.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 5 | $4.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 3.6M |
| Both for Same | 29.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SCHWAB INSTITUTIONAL INTELLIGENT PORTFOLIOS | CHARLES SCHWAB INVESTMENT MANAGEMENT, INC |
Identifiers
| SEC RIA File Number | 801-122222 |
|---|---|
| SEC ERA File Number | 801-122222 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283958 |
| Legal Entity Identifier | None |
Principal Office
3250 HILLCREST PARK DRIVESUITE 102
MEDFORD
OR
United States
Monday - Friday, 08:00AM-5:00PM
Tel: 541-858-0166, Fax: None
Websites
Chief Compliance Officer
AUDREY CREAK
1355 HWY 101
FLORENCE
OR
United States
Tel:
541-902-7272
Fax:
541-997-3625
A***********@**********************M
(Full email address available in API data)
Regulatory Contact
ANDREW CORRADETTI
CIO
3250 HILLCREST PARK DRIVE
SUITE 102
MEDFORD
OR
United States
Tel:
541-858-0166
Fax:
541-997-3625
D**************@**********************M
(Full email address available in API data)
Industry Affiliates
| OREGON PACIFIC BANK | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OREGON PACIFIC BANKING CO. | Domestic Entity | – | OWNER | 04/2016 | > 75% |
| CORRADETTI, ANDREW, BENEDICT | Individual | – | CHIEF INVESTMENT OFFICER | 06/2016 | < 5% |
| CREAK, AUDREY, ROSEMARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2016 | < 5% |