NORTH FORTY TWO & CO.
Adviser information for NORTH FORTY TWO & CO. last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 233 | $142.8M |
| Non-Discretionary | 0 | $0 |
| Total | 233 | $142.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 30 | $23.8M |
| HNW Individuals | 44 | $119.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-122226 |
|---|---|
| SEC ERA File Number | 801-122226 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148417 |
| Legal Entity Identifier | None |
Principal Office
201 B AVENUESUITE 270
LAKE OSWEGO
OR
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 503-417-2970, Fax: 503-417-4224
Chief Compliance Officer
WHITNEY DOW
PRESIDENT
201 B AVENUE
SUITE 270
LAKE OSWEGO
OR
United States
Tel:
503-417-2970
Fax:
503-417-4224
W***@****************M
(Full email address available in API data)
Regulatory Contact
JOHN CARR
ATTORNEY
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel:
503-635-5244
Fax:
503-635-2955
J****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROSS, WILLIAM, LAWRENCE | Individual | – | FOUNDER/PRINCIPAL/CHIEF INVESTMENT OFFICER | 10/1997 | > 75% |
| DOW, WHITNEY, EAGLES | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 12/2016 | < 5% |