BALEEN CAPITAL MANAGEMENT LLC
Adviser information for BALEEN CAPITAL MANAGEMENT LLC last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $112.5M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $112.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $112.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-122235 |
|---|---|
| SEC ERA File Number | 801-122235 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311438 |
| Legal Entity Identifier | None |
Principal Office
10845 GRIFFITH PEAK DRIVESUITE 200
LAS VEGAS
NV
United States
Monday - Friday, 9:00 TO 5:00
Tel: 646-389-2833, Fax: None
Chief Compliance Officer
FANG LI
MANAGING PARTNER
10845 GRIFFITH PEAK DRIVE
SUITE 200
LAS VEGAS
NV
United States
Tel:
646-389-2833
F**@************M
(Full email address available in API data)
Industry Affiliates
| BALEEN CAPITAL GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BALEEN CAPITAL FUND LP | Hedge Fund | $83.1M | $1.0M | 58 |
| BALEEN CAPITAL INVESTORS III LLC | SINGLE STOCK SPV IN A PRIVATE COMPANY | $5.8M | $0.0M | 17 |
| BALEEN CAPITAL INVESTORS IV LLC | SINGLE STOCK SPV IN A PRIVATE COMPANY | $23.6M | $0.0M | 94 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LI, FANG, NMN | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 03/2012 | > 75% |