FSR WEALTH MANAGEMENT, LTD.
Adviser information for FSR WEALTH MANAGEMENT, LTD. last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 950 | $154.3M |
| Non-Discretionary | 0 | $0 |
| Total | 950 | $154.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 263 | $71.6M |
| HNW Individuals | 67 | $82.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-122241 |
|---|---|
| SEC ERA File Number | 801-122241 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166746 |
| Legal Entity Identifier | None |
Principal Office
444 N. YORK STREETELMHURST
IL
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 630-993-8200, Fax: 630-993-8201
Chief Compliance Officer
BRIAN SZYMCZAK
CHIEF COMPLIANCE OFFICER
444 N YORK STREET
ELMHURST
IL
United States
Tel:
630-993-8200
Fax:
630-993-8201
B********@************M
(Full email address available in API data)
Regulatory Contact
JOSH BRETL
PRESIDENT
444 N. YORK ST.
ELMHURST
IL
United States
Tel:
630-993-8200
Fax:
630-993-8201
J*****@************M
(Full email address available in API data)
Industry Affiliates
| FSR CPA'S LTD | Accountant or accounting firm |
| FSR INSURANCE PLANNING LTD | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRETL, JOSHUA, EDWARD | Individual | – | PRESIDENT | 01/2013 | > 75% |
| SZYMCZAK, BRIAN, J | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |