AACP INVESTMENTS, LLC
Adviser information for AACP INVESTMENTS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $68.3M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $68.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $68.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-122248 |
|---|---|
| SEC ERA File Number | 801-122248 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314568 |
| Legal Entity Identifier | None |
Principal Office
100 PARK AVENUENEW YORK
NY
United States
Monday - Friday, 9:00-5:00
Tel: 929-626-8036, Fax: None
Chief Compliance Officer
ROBERT ADLER
CFO/COO
100 PARK AVENUE
NEW YORK
NY
United States
Tel:
929-626-8036
R***********@*******************S
(Full email address available in API data)
Regulatory Contact
JEFFRY BROWN
CEO
100 PARK AVENUE
NEW YORK
NY
United States
Tel:
929-613-0050
J***********@*******************S
(Full email address available in API data)
Industry Affiliates
| AACP | Sponsor, GP, manager of pooled investment vehicles |
| AACP NEXT GEN GP LLC, | Sponsor, GP, manager of pooled investment vehicles |
| AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| AZ ANDES AGF S.A. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| AZ APICE CAPITAL MANAGEMENT LLC | Other investment adviser, including financial planners |
| AZ INVESTMENT MANAGEMENT SINGAPORE LTD | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| AZ QUEST | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| AZ SWISS & PARTNERS S.A. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| AZ US HOLDINGS | Sponsor, GP, manager of pooled investment vehicles |
| AZG CAPITAL | Other investment adviser, including financial planners |
| AZIMUT (DIFC) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| AZIMUT ALTERNATIVE CAPITAL MANAGEMENT LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| AZIMUT GENESIS ADVISORS | Other investment adviser, including financial planners |
| AZIMUT HIGHPOST ACCESS FUND GP I LLC | Sponsor, GP, manager of pooled investment vehicles |
| HIGHPOST CAPITAL, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| KENNEDY LEWIS MANAGEMENT LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MAS FONDOS SA DE CV | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PATHLIGHT CAPITAL | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SANCTUARY ADVISORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AACP EVERSOURCE STAKING FUND LLC | Private Equity Fund | $12.6M | $3.0M | 1 |
| AZIMUT KENNEDY LEWIS ACCESS (OFFSHORE) FUND III LP | DISTRESSED LOCKUP | $3.2M | $0.1M | 5 |
| AZIMUT KENNEDY LEWIS ACCESS (ONSHORE) FUND III | DISTRESSED LOCKUP | $1.2M | $0.1M | 9 |
| AZIMUT RS HOLDINGS SCSP | SPV IN A FUND STRUCTURE | $38.0M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AZ US HOLDINGS, INC | Domestic Entity | – | SOLE MEMBER | 10/2020 | > 75% |
| ADLER, ROBERT, CRAIG | Individual | – | CHIEF FINANCIAL OFFICER | 10/2020 | < 5% |
| AZ INTERNATIONAL HOLDINGS | Foreign Entity | AZ US HOLDINGS, INC | SOLE MEMBER | 10/2015 | > 75% |
| BROWN, JEFFRY, PAUL | Individual | – | CEO | 10/2020 | < 5% |
| Pracca, Vittorio, Federico | Individual | – | DEPUTY CEO | 10/2020 | < 5% |
| ROSHA, UZI, (NMN) | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2024 | < 5% |