VESTPOINTE WEALTH MANAGEMENT, LLC
Adviser information for VESTPOINTE WEALTH MANAGEMENT, LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 429 | $114.3M |
| Non-Discretionary | 33 | $8.3M |
| Total | 462 | $122.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 39 | $8.7M |
| HNW Individuals | 46 | $76.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 17 | $22.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $14.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPERCENTAGE ASSETS MONITORED |
Identifiers
| SEC RIA File Number | 801-122250 |
|---|---|
| SEC ERA File Number | 801-122250 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 132591 |
| Legal Entity Identifier | None |
Principal Office
7373 E. DOUBLETREE RANCH RD.SUITE 175
SCOTTSDALE
AZ
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 602-212-1040, Fax: 602-212-1041
Chief Compliance Officer
JOSEPH MCCABE III
PRESIDENT/MANAGING MEMBER
7373 E. DOUBLETREE RANCH RD.
SUITE 175
SCOTTSDALE
AZ
United States
Tel:
602-212-1040
Fax:
602-212-1041
J***@*************M
(Full email address available in API data)
Regulatory Contact
MICHELE MCCABE
MEMBER
7373 E. DOUBLETREE RANCH RD.
SUITE 175
SCOTTSDALE
AZ
United States
Tel:
6025496395
M*******@*************M
(Full email address available in API data)
Industry Affiliates
| JOSEPH I. MCCABE III CPA, P.C. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EX BRID, LLC | TRUST POOLED FUND | $5.7M | $0.0M | 2 |
| EX JAC, LLC | TRUST POOLED FUND | $5.7M | $0.0M | 2 |
| NONEX BRID, LLC | TRUST POOLED FUND | $1.6M | $0.0M | 2 |
| NONEX JAC, LLC | TRUST POOLED FUND | $1.6M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCCABE, JOSEPH, IGNATIUS | Individual | – | MEMBER AND PRESIDENT/CHIEF COMPLIANCE OFFICER | 12/2008 | 50-75% |
| MCCABE, MICHELE, MARIE | Individual | – | MEMBER | 01/2016 | 50-75% |