LIGHTHOUSE FINANCIAL
LIGHTHOUSE FINANCIAL WEALTH MANAGEMENT, LLC Legal Name
Adviser information for LIGHTHOUSE FINANCIAL last updated from Form ADV on December 5th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 402 | $100.6M |
| Non-Discretionary | 0 | $0 |
| Total | 402 | $100.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 140 | $46.1M |
| HNW Individuals | 25 | $54.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSecurity ratings or pricing servicesMarket timing services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-122261 |
|---|---|
| SEC ERA File Number | 801-122261 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 142481 |
| Legal Entity Identifier | None |
Principal Office
501 SILVERSIDE ROAD, STE 117WILMINGTON
DE
United States
Monday - Friday, 9-5
Tel: 302-351-5660, Fax: 302-351-4953
Websites
Chief Compliance Officer
KENNETH P. BRACKETT
MANAGING MEMBER
501 SILVERSIDE ROAD
SUITE 117
WILMINGTON
DE
United States
Tel:
302-351-5660
Fax:
302-351-4953
K**********@************************M
(Full email address available in API data)
Industry Affiliates
| ASSUREDPARTNERS INVESTMENT ADVISORS | Other investment adviser, including financial planners |
| LIGHTHOUSE FINANCIAL ADVISORY GROUP, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRACKETT, KENNETH, PAUL | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 12/2005 | 50-75% |
| Brackett, Jule | Individual | – | MEMBER | 12/2005 | 50-75% |