TEMA GLOBAL LIMITED
Adviser information for TEMA GLOBAL LIMITED last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Jersey |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $116.0M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $116.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 7 | $116.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-122263 |
|---|---|
| SEC ERA File Number | 801-122263 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315449 |
| Legal Entity Identifier | None |
Principal Office
2ND FLOOR, THE LE GALLAIS BUILDING54 BATH STREET
ST. HELIER, JERSEY
Jersey
Monday - Friday, 9:00-17:00
Tel: 447948254411, Fax: None
Chief Compliance Officer
MATTHEW KEELING
CHIEF COMPLIANCE OFFICER
154 BUCKINGHAM PALACE ROAD
LONDON
United Kingdom
Tel:
447846257564
M*@***********M
(Full email address available in API data)
Regulatory Contact
MAURITS POT
FOUNDER/DIRECTOR/CIO
2ND FLOOR, THE LE GALLAIS BUILDING
54 BATH STREET
ST. HELIER, JERSEY
Jersey
Tel:
447948254411
M*@***********M
(Full email address available in API data)
Industry Affiliates
| TEMA | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| POT, MAURITS, HENRICUS | Individual | – | FOUNDER/DIRECTOR/CIO | 03/2021 | < 5% |
| DAWN GLOBAL TOPCO LIMITED | Foreign Entity | – | DIRECTOR | 03/2022 | > 75% |
| Keeling, Matthew, John | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |
| POT, MAURITS, HENRICUS | Individual | DAWN GLOBAL TOPCO LIMITED | FOUNDER/DIRECTOR/CIO | 07/2022 | 50-75% |