NEXUS338
NEXUS338, LLC Legal Name
Adviser information for NEXUS338 last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 19 | $30.4M |
| Non-Discretionary | 2 | $17.3M |
| Total | 21 | $47.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 9 | $23.4M |
| HNW Individuals | <5 | $3.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $20.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPLAN FIDUCIARIES, PLAN SPONSORS OR APPOINTED COMMITTEES AND FIDUCIARIES OF ACCOUNT BASED-DEFINED CONTRIBUTION RETIREMENT PLANS |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-122274 |
|---|---|
| SEC ERA File Number | 801-122274 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315250 |
| Legal Entity Identifier | None |
Principal Office
6409 81ST STREETCABIN JOHN
MD
United States
Monday - Friday, 9:00 - 4:00
Tel: 571-348-0800, Fax: None
Chief Compliance Officer
PHILIP CHAO
MANAGING MEMBER
6409 81ST STREET
CABIN JOHN
MD
United States
Tel:
571-348-0800
P****@***********M
(Full email address available in API data)
Regulatory Contact
SCOTT GOTTLIEB
CONSULTANT
15 E. PUTNAM AVENUE
#286
GREENWICH
CT
United States
Tel:
888-798-2930
S**@**************************M
(Full email address available in API data)
Industry Affiliates
| EXPERIENTIAL WEALTH, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHAO, PHILIP, SHIHLING | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 07/2021 | 50-75% |
| CHAO, CELINE, LEI YUN | Individual | – | MEMBER | 07/2021 | 10-25% |
| chao, carerra, Lei Xuan | Individual | – | MEMBER | 07/2021 | 10-25% |