GENERATE ADVISORS, LLC
Adviser information for GENERATE ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $5.2B |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $5.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $5.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-122289 |
|---|---|
| SEC ERA File Number | 801-122289 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316091 |
| Legal Entity Identifier | 549300XLTIHA3S7W9X53 |
Principal Office
225 LIBERTY STREETSUITE 4210
NEW YORK
NY
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 212-782-3480, Fax: None
Chief Compliance Officer
RACHEL PRESA
FUND COUNSEL AND CHIEF COMPLIANCE OFFICER
225 LIBERTY STREET
SUITE 4210
NEW YORK
NY
United States
Tel:
(212) 782-3840
R***********@**********M
(Full email address available in API data)
Regulatory Contact
ANTHONY PASQUA
CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER
225 LIBERTY STREET
SUITE 4210
NEW YORK
NY
United States
Tel:
212-782-3482
A*************@**********M
(Full email address available in API data)
Industry Affiliates
| AZIMUT KENNEDY LEWIS GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| KENNEDY LEWIS ADVISORS (SWITZERLAND) SARL | Other investment adviser, including financial planners |
| KENNEDY LEWIS CAPITAL HOLDINGS LLC | Other investment adviser, including financial planners |
| KENNEDY LEWIS GP II LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| KENNEDY LEWIS GP III LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| KENNEDY LEWIS GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| KENNEDY LEWIS MANAGEMENT LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| KENNEDY LEWIS RESIDENTIAL PROPERTY INCOME ADVISORS LLC | Other investment adviser, including financial planners |
| KENNEDY LEWIS RESIDENTIAL PROPERTY INCOME COMPANY GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| KENNEDY LEWIS UMBRELLA GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| KLCC GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GENERATE CLO 2 LTD | CLO | $670.4M | $0.3M | 4 |
| GENERATE CLO 3 LTD | CLO | $391.2M | $0.3M | 3 |
| GENERATE CLO 4 LTD | CLO | $392.8M | $0.3M | 5 |
| GENERATE CLO 5 LTD | CLO | $501.6M | $0.3M | 6 |
| GENERATE CLO 6 LTD | CLO | $404.6M | $0.3M | 5 |
| GENERATE CLO 7 LTD | CLO | $407.0M | $0.3M | 1 |
| GENERATE CLO 8 LTD | CLO | $506.1M | $0.3M | 4 |
| GENERATE CLO 9 LTD | CLO | $453.0M | $0.3M | 4 |
| GENERATE CLO 10 LTD | CLO | $401.0M | $0.3M | 1 |
| GENERATE CLO 11 LTD | CLO | $299.6M | $0.3M | 1 |
| GENERATE CLO 12 LTD | CLO | $404.9M | $0.3M | 1 |
| GENERATE CLO 13 LTD | CLO | $396.7M | $0.3M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AKHTER, RIZWAN, MOHAMMAD | Individual | – | OWNER | 07/2021 | 10-25% |
| CHENE, DAVID, KENNEDY | Individual | – | MANAGER | 07/2021 | < 5% |
| LOGIGIAN, DOUGLAS, TATE | Individual | – | MANAGER | 07/2021 | < 5% |
| RICHMAN, DARREN, LEWIS | Individual | – | MANAGER | 07/2021 | < 5% |
| VRATTOS, WILLIAM, CHARLES | Individual | – | MANAGER | 07/2021 | < 5% |
| KENNEDY LEWIS INVESTMENT MANAGEMENT LLC | Domestic Entity | – | OWNER | 07/2021 | 50-75% |
| YORK MANAGED HOLDINGS, LLC | Domestic Entity | – | OWNER | 07/2021 | 10-25% |
| CREDIT SUISSE MANAGER HOLDINGS LIMITED | Foreign Entity | YORK MANAGED HOLDINGS, LLC | PASSIVE INVESTOR | 01/2016 | 25-50% |
| CHENE, DAVID, KENNEDY | Individual | KENNEDY LEWIS INVESTMENT MANAGEMENT LLC | OWNER | 09/2017 | 25-50% |
| DINAN, JAMES, GERARD | Individual | YORK MANAGED HOLDINGS, LLC | CHIEF EXECUTIVE OFFICER | 10/1991 | 25-50% |
| RICHMAN, DARREN, LEWIS | Individual | KENNEDY LEWIS INVESTMENT MANAGEMENT LLC | OWNER | 09/2017 | 25-50% |
| PASQUA, ANTHONY, FRANK | Individual | – | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | 07/2021 | < 5% |
| Presa, Rachel, Jade | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2021 | < 5% |