DOYENNE WEALTH ADVISORS
DOYENNE WEALTH ADVISORS LLC Legal Name
Adviser information for DOYENNE WEALTH ADVISORS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 14 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 764 | $1.7B |
| Total | 764 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 13 | $4.6M |
| HNW Individuals | 134 | $1.7B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 13 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-122292 |
|---|---|
| SEC ERA File Number | 801-122292 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315995 |
| Legal Entity Identifier | None |
Principal Office
227 W MONROE STREETSUITE 4650
CHICAGO
IL
United States
Monday - Friday, 9-5
Tel: 312-374-0844, Fax: None
Chief Compliance Officer
KATHLEEN WARNER
CHIEF ADMINISTRATIVE OFFICER
227 W MONROE STREET
SUITE 4650
CHICAGO
IL
United States
Tel:
(312) 380-0755
K******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STERN, LAURA, NAUJOKAS | Individual | – | CHIEF INVESTMENT OFFICER | 01/2024 | < 5% |
| ALLVINE, MARY, CLAIRE | Individual | – | CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | 09/2021 | 10-25% |
| DONALDSON, KATHERINE, TARA | Individual | – | ELECTED MANAGER | 09/2021 | 10-25% |
| BALON, KRISTIN, LEE | Individual | – | ELECTED MANAGER | 09/2021 | 10-25% |
| Petty, ANNE, Roesner | Individual | – | ELECTED MANAGER | 09/2021 | 10-25% |
| WARNER, KATHLEEN, SINKO | Individual | – | CHIEF COMPLIANCE OFFICER, ELECTED MANAGER | 01/2023 | < 5% |