EATON FINANCIAL GROUP
EATON FINANCIAL HOLDINGS COMPANY, LLC Legal Name
Adviser information for EATON FINANCIAL GROUP last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,953 | $432.8M |
| Non-Discretionary | 0 | $0 |
| Total | 1,953 | $432.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 122 | $129.2M |
| HNW Individuals | 732 | $240.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.5M |
| Charitable organizations | 2 | $951,895 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $60.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 869 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
Principal Office
3111 N. UNIVERSITY DRIVESUITE 404
CORAL SPRINGS
FL
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 954-575-9323, Fax: 954-573-6546
Chief Compliance Officer
DOUGLAS EATON
MANAGING MEMBER
3111 N. UNIVERSITY DRIVE
SUITE 404
CORAL SPRINGS
FL
United States
Tel:
954-575-9323
Fax:
954-573-6546
D***@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Eaton, Douglas, Jay | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 03/1996 | > 75% |
| Goldberg, Sharon | Individual | – | CHIEF OPERATING OFFICER | 12/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed April 19th, 2024 for period ending March 31st, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALPHABET INC | CAP STK CL A | 2M | 15K | – |
| AMAZON COM INC | COM | 2M | 13K | – |
| APPLE INC | COM | 5M | 26K | – |
| BANK AMERICA CORP | COM | 538K | 14K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 4M | 10K | – |
| CHEVRON CORP NEW | COM | 2M | 13K | – |
| CRH PLC | ORD | 405K | 5K | – |
| DISNEY WALT CO | COM | 2M | 13K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 1M | 35K | – |
| ESPERION THERAPEUTICS INC NE | COM | 91K | 34K | – |
| EXXON MOBIL CORP | COM | 788K | 7K | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 10M | 62K | – |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 220K | 3K | – |
| FORD MTR CO DEL | COM | 368K | 28K | – |
| GENERAL ELECTRIC CO | COM NEW | 223K | 1K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 6M | 55K | – |
| HILTON WORLDWIDE HLDGS INC | COM | 1M | 6K | – |
| INVESCO EXCH TRD SLF IDX FD | RAFI STRATGIC US | 4M | 86K | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 311K | 5K | – |
| INVESCO QQQ TR | UNIT SER 1 | 6M | 14K | – |
| ISHARES INC | MSCI EMRG CHN | 584K | 10K | – |
| ISHARES TR | CORE S&P SCP ETF | 271K | 2K | – |
| ISHARES TR | MSCI GBL SUS DEV | 255K | 3K | – |
| ISHARES TR | CORE MSCI EAFE | 401K | 5K | – |
| ISHARES TR | U.S. TECH ETF | 937K | 7K | – |
| ISHARES TR | CORE S&P TTL STK | 826K | 7K | – |
| ISHARES TR | S&P 100 ETF | 3M | 13K | – |
| ISHARES TR | MSCI UK ETF NEW | 488K | 14K | – |
| ISHARES TR | CORE S&P500 ETF | 9M | 17K | – |
| ISHARES TR | EAFE VALUE ETF | 1M | 22K | – |
| ISHARES TR | U.S. MED DVC ETF | 2M | 36K | – |
| ISHARES TR | US CONSUM DISCRE | 4M | 43K | – |
| ISHARES TR | US INFRASTRUC | 3M | 76K | – |
| ISHARES TR | CORE S&P US VLU | 13M | 140K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 4M | 80K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 37M | 637K | – |
| J P MORGAN EXCHANGE TRADED F | ACTIVE VALUE ETF | 970K | 16K | – |
| JPMORGAN CHASE & CO | COM | 901K | 4K | – |
| MASTERCARD INCORPORATED | CL A | 591K | 1K | – |
| MERCK & CO INC | COM | 2M | 12K | – |
| META PLATFORMS INC | CL A | 480K | 988 | – |
| MICROSOFT CORP | COM | 7M | 16K | – |
| NEXTERA ENERGY INC | COM | 423K | 7K | – |
| NVIDIA CORPORATION | COM | 2M | 2K | – |
| PEPSICO INC | COM | 2M | 10K | – |
| PFIZER INC | COM | 410K | 15K | – |
| SELECT SECTOR SPDR TR | ENERGY | 3M | 36K | – |
| SHERWIN WILLIAMS CO | COM | 551K | 2K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 3M | 7K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 490K | 938 | – |
| T ROWE PRICE ETF INC | US EQUITY RESEAR | 4M | 109K | – |
| UNITED PARCEL SERVICE INC | CL B | 3M | 22K | – |
| US BANCORP DEL | COM NEW | 211K | 5K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 498K | 3K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 2M | 6K | – |
| VERIZON COMMUNICATIONS INC | COM | 672K | 16K | – |
| VISA INC | COM CL A | 1M | 5K | – |
| WALMART INC | COM | 1M | 22K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 19M | 253K | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 10M | 190K | – |