RUBICON FOUNDERS, LLC
RUBICON FOUNDERS LLC Legal Name
Adviser information for RUBICON FOUNDERS, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 45 |
|---|---|
| Investment Advisory/Research | 34 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $1.8B |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $1.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $1.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-122305 |
|---|---|
| SEC ERA File Number | 801-122305 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315631 |
| Legal Entity Identifier | None |
Principal Office
1215 5TH AVE NNASHVILLE
TN
United States
Monday - Friday, 8AM-5PM
Tel: 615-864-0524, Fax: None
Chief Compliance Officer
DAVID GLACCUM
GENERAL COUNSEL
1215 5TH AVE. N
NASHVILLE
TN
United States
Tel:
843-817-1613
D****@******************M
(Full email address available in API data)
Industry Affiliates
| RUBICON FOUNDERS OP GP, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RF-CH SPV, LP | Private Equity Fund | $34.7M | $0.0M | 4 |
| RF-EVERGREEN CO-INVEST, LP | Private Equity Fund | $40.4M | $0.0M | 12 |
| RF-EVERGREEN SPV, LP | Private Equity Fund | $28.8M | $0.0M | 2 |
| RF-HONEST CO-INVEST, LP | Private Equity Fund | $28.0M | $0.0M | 7 |
| RF-INDIGO SA CO-INVEST, LP | Private Equity Fund | $3.1M | $0.0M | 2 |
| RF-PUMA CO-INVEST A, LP | Private Equity Fund | $52.3M | $0.0M | 2 |
| RF-PUMA CO-INVEST, LP | Private Equity Fund | $14.9M | $0.0M | 4 |
| RUBICON FOUNDERS CREDIT OPPORTUNITIES FUND I, LP | Private Equity Fund | $32.0M | $0.0M | 4 |
| RUBICON FOUNDERS OPPORTUNITY FUND I CO-INVEST, LP | Private Equity Fund | $115.8M | $0.0M | 19 |
| RUBICON FOUNDERS OPPORTUNITY FUND I, LP | Private Equity Fund | $532.7M | $0.0M | 64 |
| RUBICON FUND II LP | Private Equity Fund | $892.8M | $0.0M | 42 |
| RUBICON FUND II PF LP | Private Equity Fund | $14.9M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOEHLER FAMILY TRUST | Domestic Entity | – | MEMBER | 01/2021 | 50-75% |
| BOEHLER 2020 DYNASTY TRUST | Domestic Entity | – | MEMBER | 01/2021 | 50-75% |
| Glaccum, David | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2021 | < 5% |
| Smith, Austin | Individual | – | CHIEF OPERATING OFFICER | 06/2021 | < 5% |
| BOEHLER, ADAM, SETH | Individual | – | MANAGING PARTNER | 06/2021 | < 5% |
| BOEHLER, ADAM, SETH | Individual | BOEHLER FAMILY TRUST | TRUSTEE | 08/2013 | |
| BOEHLER, SHIRA, K | Individual | BOEHLER FAMILY TRUST | TRUSTEE | 08/2013 | |
| BOEHLER, ADAM, SETH | Individual | BOEHLER 2020 DYNASTY TRUST | INVESTMENT ADVISER | 12/2020 | |
| SOUTH DAKOTA TRUST COMPANY LLC | Domestic Entity | BOEHLER 2020 DYNASTY TRUST | TRUSTEE | 12/2020 | |
| THIRD CONSTELLATION, LLC | Domestic Entity | SOUTH DAKOTA TRUST COMPANY LLC | MEMBER | 04/2002 | > 75% |