Hedge Fund Database

RUFFER LLP

Adviser information for RUFFER LLP last updated from Form ADV on December 14th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Partnership
Fiscal Year End MARCH
Legal Location United Kingdom

Employees

Total Number of Employees 352
Investment Advisory/Research 177
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 6,884 $31.3B
Non-Discretionary 0 $0
Total 6,884 $31.3B

Clients

Type Number RAUM
Individuals 5,798 $7.2B
HNW Individuals <5 $0
Banking or thrift institutions <5 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 16 $14.8B
Pension and profit sharing plans 138 $3.4B
Charitable organizations 250 $1.8B
State or municipal gov entities <5 $0
Other investment advisers <5 $0
Insurance companies 177 $190.9M
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses 274 $4.1B
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 100

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUM
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-122307
SEC ERA File Number 801-122307
SEC CIK Numbers 1426859
SEC CRD Numbers 309733
Legal Entity Identifier 213800V2YODXDRX33B90

Principal Office

80 VICTORIA STREET
LONDON
United Kingdom
Monday - Friday, 8AM TO 6PM UK TIME
Tel: 00 44 20 7963 8100, Fax: 00 44 20 7963 8175

Websites

www.linkedin.com/company/ruffer-llp/ www.ruffer.co.uk

Chief Compliance Officer

LOUISE STANWAY
80 VICTORIA STREET
LONDON
United Kingdom
Tel: 00 44 20 7963 8146
Fax: 00 44 20 7963 8175
(Full email address available in API data)

Regulatory Contact

SILVIA ROJAS
COMPLIANCE MANAGER
80 VICTORIA STREET
LONDON
United Kingdom
Tel: 00 44 20 7824 0633
(Full email address available in API data)

Industry Affiliates

RUFFER (CHANNEL ISLANDS) LIMITED Other investment adviser, including financial planners
RUFFER AIFM LIMITED Other investment adviser, including financial planners
RUFFER LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
RUFFER SA Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
RUFFER SICAV - RUFFER TOTAL RETURN INTERNATIONAL UCITS FUND $7,200.0M $0.0M 800

Control Persons

Name Type Entity Title Since Ownership
STANWAY, LOUISE, MARY Individual – CHIEF COMPLIANCE OFFICER 02/2004 < 5%
RUFFER, JONATHAN, GARNIER Individual – EXECUTIVE CHAIRMAN AND BOARD MEMBER 08/2003 < 5%
Meijs, Fleur Individual – NON-EXECUTIVE DIRECTOR AND BOARD MEMBER 02/2018 < 5%
MAXEY, HENRY, JAMES MACFARLANE Individual – BOARD MEMBER (AND CHIEF INVESTMENT OFFICER) 07/2006 5-10%
FLEMING, CAMPBELL, DAVID Individual – NON-EXECUTIVE DIRECTOR AND BOARD MEMBER 07/2021 < 5%
BACON, CHRISTOPHER Individual – CHIEF EXECUTIVE OFFICER (AND BOARD MEMBER) 04/2021 5-10%
SMITH, KATIE, JANE Individual – CHIEF LEGAL OFFICER 02/2022 < 5%
Best, Miranda, Jane Individual – DEPUTY CEO (AND BOARD MEMBER) 04/2021 < 5%
RUKANDEMA, TWEMBI, Muntuyera Individual – NON-EXECUTIVE DIRECTOR AND BOARD MEMBER 04/2023 < 5%
Mountain, Simon, Benedict Individual – CHIEF OPERATIONS OFFICER 06/2023 < 5%

No. Employees, Historic

400200020212022202320240 on 8/13/2021353 on 6/24/2022353 on 4/12/2023352 on 6/28/2023352 on 12/14/2023

RAUM, Historic

40B20B020222023202431592072008 on 6/24/202231592072008 on 4/12/202331344724211 on 6/28/202331344724211 on 12/14/2023

No. Clients, Historic

7,0003,500020212022202320240 on 8/13/20216312 on 6/24/20226312 on 4/12/20236653 on 6/28/20236653 on 12/14/2023

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AGNC INVT CORP COM 67M 7M –
AGNICO EAGLE MINES LTD COM 20M 304K –
ALBEMARLE CORP COM 1M 15K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 168M 2M –
AMAZON COM INC COM 148M 764K –
AMBEV SA SPONSORED ADR 83M 41M –
ANGLOGOLD ASHANTI PLC COM SHS 4M 172K –
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 582K 10K –
ARCOS DORADOS HOLDINGS INC SHS CLASS -A - 1M 127K –
ARIS MNG CORP COM 19M 5M –
B2GOLD CORP COM 10M 4M –
BANK AMERICA CORP COM 94M 2M –
BARRICK GOLD CORP COM 147M 9M –
BERKSHIRE HATHAWAY INC DEL CL B NEW 14M 35K –
BP PLC SPONSORED ADR 50M 1M –
BROOKFIELD CORP CL A LTD VT SH 5M 110K –
CENTERRA GOLD INC COM 50M 7M –
CHEVRON CORP NEW COM 2M 11K –
THE CIGNA GROUP COM 187M 567K –
CITIGROUP INC COM NEW 211M 3M –
COTY INC COM CL A 62M 6M –
DOW INC COM 529K 10K –
DUPONT DE NEMOURS INC COM 2M 20K –
EAST WEST BANCORP INC COM 740K 10K –
EXXON MOBIL CORP COM 30M 258K –
FOMENTO ECONOMICO MEXICANO S FOMENTO ECONOMICO MEX-SP ADR 3M 24K –
GALIANO GOLD INC COM 30M 17M –
GE AEROSPACE COM NEW 31M 196K –
GOLD FIELDS LTD SPONSORED ADR 6M 407K –
GOLDMINING INC COM 805K 902K –
INTEGRA RES CORP COM 935K 954K –
JPMORGAN CHASE & CO. COM 4M 20K –
KINROSS GOLD CORP COM NO PAR 107M 13M –
M & T BK CORP COM 23M 152K –
MARKEL GROUP INC COM 788K 500 –
MARTIN MARIETTA MATLS INC COM 542K 1K –
NEWMONT CORP COM 244M 6M –
NOBLE CORP PLC ORD SHS A 13M 297K –
DNOW INC COM 1M 100K –
NUTRIEN LTD COM 307K 6K –
PAN AMERN SILVER CORP COM 22M 1M –
PFIZER INC COM 160M 6M –
PHILIP MORRIS INTL INC COM 25M 243K –
PNC FINL SVCS GROUP INC COM 21M 133K –
RYANAIR HOLDINGS PLC SPONSORED ADS 75M 646K –
SAFE BULKERS INC COM 464K 80K –
SHELL PLC SPON ADS 16M 220K –
SKEENA RES LTD NEW COM 14M 3M –
SUNCOR ENERGY INC NEW COM 30M 787K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 103M 591K –
TENARIS S A SPONSORED ADR 7M 226K –
WELLS FARGO CO NEW COM 1M 18K –
WHEATON PRECIOUS METALS CORP COM 12M 223K –