F5 FINANCIAL PLANNING, L.L.C.
Adviser information for F5 FINANCIAL PLANNING, L.L.C. last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 515 | $123.6M |
| Non-Discretionary | 9 | $4.1M |
| Total | 524 | $127.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 69 | $31.1M |
| HNW Individuals | 49 | $96.6M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesBUSINESS CONSULTING - VIRTUAL CFO |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-122310 |
|---|---|
| SEC ERA File Number | 801-122310 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170674 |
| Legal Entity Identifier | None |
Principal Office
4003 HERON COURTNAPERVILLE
IL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 309-370-5577, Fax: 630-857-3093
Chief Compliance Officer
JOSHUA DUNCAN
PARTNER
871 VENETIA BAY BLVD
SUITE 234
VENICE
FL
United States
Tel:
(678) 929-8394
J**********@*******M
(Full email address available in API data)
Regulatory Contact
CURT STOWERS
PRINCIPAL
4003 HERON COURT
NAPERVILLE
IL
United States
Tel:
(309) 370-5577
Fax:
(630) 857-3903
C***@*******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STOWERS, CURTIS, LOUIS | Individual | – | PRINCIPAL & CHIEF COMPLIANCE OFFICER | 11/2011 | 50-75% |
| Duncan, Joshua, Scott | Individual | – | PARTNER | 01/2020 | 25-50% |