NORMANDY INVESTMENT ADVISORS
SUMMIT INVESTMENT ADVISORS INC Legal Name
Adviser information for NORMANDY INVESTMENT ADVISORS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Kansas, United States |
Employees
Total Number of Employees | 5 |
---|---|
Investment Advisory/Research | 5 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 5 |
Licensed Agents of an Insurance Company | 3 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 288 | $129.6M |
Non-Discretionary | 0 | $0 |
Total | 288 | $129.6M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 229 | $42.4M |
HNW Individuals | 49 | $77.6M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 2 | $110,763 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 3 | $9.5M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 7 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 11-25 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
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Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-122314 |
---|---|
SEC ERA File Number | 801-122314 |
SEC CIK Numbers | None |
SEC CRD Numbers | 316321 |
Legal Entity Identifier | None |
Principal Office
12728 STATE LINE RD.LEAWOOD
KS
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 913-914-1944, Fax: None
Websites
Chief Compliance Officer
JEFFREY A. TUDAS
FOUNDER AND PRINCIPAL
12728 STATE LINE ROAD
LEAWOOD
KS
United States
Tel:
913-914-1944
J***@*************M
(Full email address available in API data)
Regulatory Contact
BRENT A. CASWELL
PRINCIPAL
12728 STATE LINE ROAD
LEAWOOD
KS
United States
Tel:
913-914-1944
B****@*************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
TUDAS, JEFFREY, ALAN | Individual | – | FOUNDER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 07/2006 | > 75% |
CASWELL, BRENT, A | Individual | – | PRINCIPAL | 07/2021 | < 5% |