NORMANDY INVESTMENT ADVISORS

SUMMIT INVESTMENT ADVISORS INC Legal Name

Adviser information for NORMANDY INVESTMENT ADVISORS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Kansas, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 288 $129.6M
Non-Discretionary 0 $0
Total 288 $129.6M

Clients

Type Number RAUM
Individuals 229 $42.4M
HNW Individuals 49 $77.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 2 $110,763
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 3 $9.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 7
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-122314
SEC ERA File Number 801-122314
SEC CIK Numbers None
SEC CRD Numbers 316321
Legal Entity Identifier None

Principal Office

12728 STATE LINE RD.
LEAWOOD
KS
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 913-914-1944, Fax: None

Chief Compliance Officer

JEFFREY A. TUDAS
FOUNDER AND PRINCIPAL
12728 STATE LINE ROAD
LEAWOOD
KS
United States
Tel: 913-914-1944
(Full email address available in API data)

Regulatory Contact

BRENT A. CASWELL
PRINCIPAL
12728 STATE LINE ROAD
LEAWOOD
KS
United States
Tel: 913-914-1944
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
TUDAS, JEFFREY, ALAN Individual FOUNDER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER 07/2006 > 75%
CASWELL, BRENT, A Individual PRINCIPAL 07/2021 < 5%

No. Employees, Historic

1050202120222023202420254 on 8/13/20214 on 1/11/20225 on 3/29/20235 on 3/26/2024

RAUM, Historic

200M100M0202120222023202420250 on 8/13/2021119860283 on 1/11/2022104207716 on 3/29/2023129618354 on 3/26/2024

No. Clients, Historic

3001500202120222023202420250 on 8/13/2021195 on 1/11/2022271 on 3/29/2023283 on 3/26/2024