LEDGER ILS MANAGERS, LLC
Adviser information for LEDGER ILS MANAGERS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $276.5M |
| Non-Discretionary | 1 | $32.9M |
| Total | 4 | $309.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $217.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 2 | $91.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-122320 |
|---|---|
| SEC ERA File Number | 801-122320 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316012 |
| Legal Entity Identifier | None |
Principal Office
75 ROCKEFELLER PLAZA24TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 202-365-3175, Fax: None
Chief Compliance Officer
PATRICK HARRIS
396 SCHOOLHOUSE ROAD
STUYVESANT
NY
United States
Tel:
917 588 1857
P**@******************M
(Full email address available in API data)
Industry Affiliates
| LEDGER CAPITAL MARKETS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LEDGER RE SPC | Insurance company or agency |
| LEDGER RISK MARKETS, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LEDGER INNOVATION FUND, LTD | INSURANCE-LINKED ASSETS | $16.9M | $10.0M | 2 |
| NANOROCK FUND. LTD | INSURANCE-LINKED ASSETS | $94.9M | $10.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARRIS, PATRICK, EUGENE | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2021 | < 5% |
| LEDGER INVESTING, INC | Domestic Entity | – | DIRECT OWNER | 08/2021 | > 75% |
| Lewis, Geoffrey, W | Individual | – | CHIEF FINANCIAL OFFICER | 09/2022 | < 5% |
| Shah, Samir | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | 12/2022 | < 5% |