DEW POINT CAPITAL
DEW POINT CAPITAL, INC. Legal Name
Adviser information for DEW POINT CAPITAL last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 646 | $155.1M |
| Non-Discretionary | 8 | $6.4M |
| Total | 654 | $161.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 209 | $39.4M |
| HNW Individuals | 91 | $93.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 83 | $26.9M |
| Charitable organizations | <5 | $1.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $447,000 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-122323 |
|---|---|
| SEC ERA File Number | 801-122323 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305010 |
| Legal Entity Identifier | None |
Principal Office
7083 HOLLYWOOD BLVD.5TH FLOOR
LOS ANGELES
CA
United States
Monday - Friday, 7 AM - 5 PM
Tel: 410-258-2174, Fax: None
Websites
Chief Compliance Officer
STEVEN COOPER
MANAGING DIRECTOR
7083 HOLLYWOOD BLVD.
5TH FLOOR
LOS ANGELES
CA
United States
Tel:
(410) 258-2174
S*@**************M
(Full email address available in API data)
Industry Affiliates
| DEW POINT INSURANCE SERVICES, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COOPER, STEVEN, PAUL | Individual | – | MANAGING DIRECTOR AND CCO | 07/2019 | > 75% |