WOLD FINANCIAL GROUP
WOLD FINANCIAL GROUP LLC Legal Name
Adviser information for WOLD FINANCIAL GROUP last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 208 | $165.7M |
| Non-Discretionary | 0 | $0 |
| Total | 208 | $165.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 45 | $38.8M |
| HNW Individuals | 25 | $123.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesFINANACIAL CONSULTING NOT RESULTING IN A FINANCIAL PLAN |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-122348 |
|---|---|
| SEC ERA File Number | 801-122348 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316409 |
| Legal Entity Identifier | None |
Principal Office
750 MAIN STREETSUITE 109
MENDOTA HEIGHTS
MN
United States
Monday - Friday, 8:00 TO 5:00
Tel: 612-347-7825, Fax: None
Websites
Chief Compliance Officer
STEPHANIE WRIGHT
MANAGING PARTNER
750 MAIN STREET
MENDOTA HEIGHTS
MN
United States
Tel:
612-347-7825
S******@************M
(Full email address available in API data)
Regulatory Contact
RYAN WOLD
MANAGING PARTNER
750 MAIN STREET
MENDOTA HEIGHTS
MN
United States
Tel:
612-347-7825
R****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WOLD, RYAN, DAVIS | Individual | – | MANAGING PARTNER | 08/2021 | > 75% |
| WRIGHT, STEPHANIE, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2021 | 5-10% |