SUBVERSIVE CAPITAL ADVISOR LLC
Adviser information for SUBVERSIVE CAPITAL ADVISOR LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $31.1M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $31.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 6 | $31.1M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-122355 |
|---|---|
| SEC ERA File Number | 801-122355 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316490 |
| Legal Entity Identifier | 254900085TNGWA9AZH49 |
Principal Office
42 CROSBY STREET2N
NEW YORK
NY
United States
Monday - Friday, 8AM TO 5PM
Tel: 212-461-4825, Fax: None
Websites
www.linkedin.com/company/subversive-capital/about/
www.instagram.com/subversiveetfs/
twitter.com/subversiveetfs
www.youtube.com/channel/uc1gsjdirafrvn9_uqxozxpq
www.tiktok.com/@subversiveetfs
www.linkedin.com/company/subversive-etfs
www.subversiveetfs.com/
www.subversive.com
www.subversive.com/etfs
twitter.com/subversivecap
Chief Compliance Officer
DANIEL CARLSON
234 WEST FLORIDA STREET
SUITE 203
MILWAUKEE
WI
United States
Tel:
844-986-7700
D*******@**********M
(Full email address available in API data)
Regulatory Contact
MICHAEL AUERBACH
FOUNDER & CIO
217 CENTRE STREET
SUITE 122
NEW YORK
NY
United States
Tel:
9176673987
M******@*****************M
(Full email address available in API data)
Industry Affiliates
| SUBVERSIVE CAPITAL, LLC | Sponsor or syndicator of limited partnerships |
| SUBVERSIVE WHALES, LLC | Sponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARLSON, DANIEL, HOWARD | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |
| SUBVERSIVE, LLC | Domestic Entity | – | MEMBER | 08/2021 | > 75% |
| AUERBACH, MICHAEL, BENJAMIN | Individual | SUBVERSIVE, LLC | MANAGING MEMBER | 08/2021 | > 75% |
| AUERBACH, MICHAEL, BENJAMIN | Individual | – | MEMBER | 08/2021 | < 5% |