CONFIDENCE WEALTH MANAGEMENT, LLC
Adviser information for CONFIDENCE WEALTH MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 8 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,777 | $263.8M |
| Non-Discretionary | 43 | $3.3M |
| Total | 1,820 | $267.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 338 | $54.5M |
| HNW Individuals | 311 | $209.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-122368 |
|---|---|
| SEC ERA File Number | 801-122368 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 127383 |
| Legal Entity Identifier | None |
Principal Office
170 S GREEN VALLEY PKWYSUITE 300
HENDERSON
NV
United States
Monday - Friday, 9AM-6PM
Tel: 310-824-1000, Fax: 310-861-8080
Chief Compliance Officer
JOSEPH PATNEAUDE
170 S GREEN VALLEY PKWY
SUITE 300
HENDERSON
NV
United States
Tel:
424-465-6053
Fax:
310-861-8080
J**@*******M
(Full email address available in API data)
Industry Affiliates
| CONFIDENCE LIFE INSURANCE SOLUTIONS, LLC | Insurance company or agency |
| CONFIDENCE WEALTH & INSURANCE SOLUTIONS LLC (FORMERLY PARSON LATIMER & JUDGE FINANCIAL AND INSURANCE SOLUTIONS, LLC) | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OCULEE, REM | Individual | – | CEO | 07/2002 | > 75% |
| PATNEAUDE, JOSEPH, MATHEW | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2022 | < 5% |