THE SUM
THE PLANNING PROJECT LLC Legal Name
Adviser information for THE SUM last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 619 | $305.6M |
| Non-Discretionary | 0 | $0 |
| Total | 619 | $305.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 21 | $7.8M |
| HNW Individuals | 102 | $297.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 31 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | Hourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-122376 |
|---|---|
| SEC ERA File Number | 801-122376 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297658 |
| Legal Entity Identifier | None |
Principal Office
4526 RESEARCH FOREST DR.SUITE 240
THE WOODLANDS
TX
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 281-940-4859, Fax: None
Chief Compliance Officer
PAUL MICHAEL RAHN JR.
MANAGER
4526 RESEARCH FOREST DR
SUITE 240
THE WOODLANDS
TX
United States
Tel:
281-940-4859
M******@*****************M
(Full email address available in API data)
Regulatory Contact
MIKE BARD
INVESTMENT ADVISER REPRESENTATIVE
4526 RESEARCH FOREST DR.
SUITE 240
THE WOODLANDS
TX
United States
Tel:
2819404859
M***@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RAHN, PAUL, MICHAEL | Individual | – | MANAGER, CCO | 06/2018 | > 75% |
| MELBER, CHRISTOPHER, DANIEL | Individual | – | MEMBER | 12/2022 | < 5% |
| BARD, ROBERT, MICHAEL | Individual | – | MEMBER | 12/2022 | 10-25% |