KANE FINANCIAL
KANE FINANCIAL, LLC Legal Name
Adviser information for KANE FINANCIAL last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 2 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 503 | $44.3M |
Non-Discretionary | 3 | $87,519 |
Total | 506 | $44.4M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 239 | $36.0M |
HNW Individuals | 6 | $7.9M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $423,627 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 101-250 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
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Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-122385 |
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SEC ERA File Number | 801-122385 |
SEC CIK Numbers | None |
SEC CRD Numbers | 291231 |
Legal Entity Identifier | None |
Principal Office
151 WEST MAIN STREETWATERVILLE
NY
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: (315) 801-9028, Fax: (315) 801-9028
Chief Compliance Officer
CLINTON KANE
PRINCIPAL
151 WEST MAIN STREET
WATERVILLE
NY
United States
Tel:
(315) 801-9028
Fax:
(315) 801-9028
C******@*********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
KANE, CLINTON, PETER | Individual | – | PRINCIPAL, CCO | 11/2017 | > 75% |