Hedge Fund Database

REDWOOD GROVE CAPITAL, LLC

Adviser information for REDWOOD GROVE CAPITAL, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1 $300.0M
Non-Discretionary 0 $0
Total 1 $300.0M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $300.0M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUM
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-122386
SEC ERA File Number 801-122386
SEC CIK Numbers 1691170
SEC CRD Numbers 286228
Legal Entity Identifier None

Principal Office

530 LYTTON AVENUE
2ND FLOOR
PALO ALTO
CA
United States
Monday - Friday, 9AM - 5PM
Tel: 650-617-3200, Fax: None

Websites

redwoodgrovecapital.com/ www.linkedin.com/company/redwood-grove-capital/ redgrovecap.com/ redwoodgrovecap.com

Chief Compliance Officer

SHAHRIQ B. SHEIKH
CHIEF OPERATING OFFICER
530 LYTTON AVENUE
2ND FLOOR
PALO ALTO
CA
United States
Tel: 212-542-0683
(Full email address available in API data)

Regulatory Contact

THEODORE ROOSEVELT V
MANAGING MEMBER
530 LYTTON AVENUE
2ND FLOOR
PALO ALTO
CA
United States
Tel: 917-576-6926
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
REDWOOD GROVE CAPITAL FUND, LP Hedge Fund $300.0M $1.0M 44

Control Persons

Name Type Entity Title Since Ownership
SERRURIER, GREGORY, RYAN Individual – MANAGING MEMBER 09/2016 50-75%
ROOSEVELT, THEODORE Individual – MANAGING MEMBER 09/2016 50-75%
SHEIKH, SHAHRIQ, B. Individual – CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER 08/2021 < 5%

No. Employees, Historic

1050202120222023202420254 on 8/25/20214 on 3/31/20224 on 5/26/20224 on 7/12/20224 on 7/21/20224 on 10/24/20224 on 3/30/20234 on 8/1/20234 on 8/1/20235 on 3/22/2024

RAUM, Historic

300M150M020212022202320242025206400000 on 8/25/2021223000000 on 3/31/2022223000000 on 5/26/2022223000000 on 7/12/2022223000000 on 7/21/2022223000000 on 10/24/2022219000000 on 3/30/2023219000000 on 8/1/2023219000000 on 8/1/2023300000000 on 3/22/2024

No. Clients, Historic

1050202120222023202420251 on 8/25/20211 on 3/31/20221 on 5/26/20221 on 7/12/20221 on 7/21/20221 on 10/24/20221 on 3/30/20231 on 8/1/20231 on 8/1/20231 on 3/22/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALIBABA GROUP HLDG LTD SPONSORED ADS 6M 87K –
ALPHABET INC CAP STK CL A 20M 108K –
AMERESCO INC CL A 10M 352K –
AMERICAN EXPRESS CO COM 12M 54K –
AMGEN INC COM 16M 50K –
ARRAY TECHNOLOGIES INC COM SHS 13M 1M –
ASPEN AEROGELS INC COM 3M 133K –
BANK AMERICA CORP COM 15M 365K –
CATALENT INC COM 14M 256K –
FISERV INC COM 13M 90K –
GENERAC HLDGS INC COM 16M 121K –
INTEL CORP COM 7M 215K –
INTERNATIONAL FLAVORS&FRAGRA COM 16M 169K –
MERCK & CO INC COM 12M 99K –
NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 23M 821K –
NORDSTROM INC COM 6M 291K –
PAYPAL HLDGS INC COM 11M 189K –
PORTLAND GEN ELEC CO COM NEW 13M 295K –
QUALCOMM INC COM 16M 79K –
SANOFI SPONSORED ADR 13M 276K –
SHOALS TECHNOLOGIES GROUP IN CL A 11M 2M –
UNITED RENTALS INC COM 12M 19K –
WESTERN DIGITAL CORP. COM 15M 192K –
WESTROCK CO COM 14M 287K –
WILLDAN GROUP INC COM 5M 179K –
ZURN ELKAY WATER SOLNS CORP COM 7M 244K –