EMBASSY ASSET MANAGEMENT LP
Adviser information for EMBASSY ASSET MANAGEMENT LP last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $149.8M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $149.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $149.8M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-122393 |
|---|---|
| SEC ERA File Number | 801-122393 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314768 |
| Legal Entity Identifier | None |
Principal Office
1200 MORRIS TURNPIKESUITE 3005
SHORT HILLS
NJ
United States
Monday - Friday, 8:30 AM TO 5:30 PM
Tel: 862.278.2113, Fax: None
Websites
Chief Compliance Officer
JOYCE LAPRETA
3 CANAL PLAZA
SUITE 100
PORTLAND
ME
United States
Tel:
7327409545
J************@************M
(Full email address available in API data)
Regulatory Contact
ADAM GURWITZ
MANAGING MEMBER
1200 MORRIS TURNPIKE
SUITE 3005
SHORT HILLS
NJ
United States
Tel:
917.922.5547
A***********@***************M
(Full email address available in API data)
Industry Affiliates
| EMBASSY SERVICES BERMUDA LTD. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GURWITZ, ADAM, WESTON | Individual | – | LIMITED PARTNER | 11/2020 | 25-50% |
| KIDD, JOHN, DAVID | Individual | – | LIMITED PARTNER | 11/2020 | 25-50% |
| GROUP OF SEVEN LP | Foreign Entity | – | LIMITED PARTNER | 03/2021 | 5-10% |
| Connors, Stephen, Patrick | Individual | – | CHIEF FINANCIAL OFFICER | 03/2021 | < 5% |
| 2740971 ONTARIO INC | Foreign Entity | GROUP OF SEVEN LP | GENERAL PARTNER | 02/2020 | |
| EMBASSY ASSET MANAGEMENT GP LLC | Domestic Entity | – | GENERAL PARTNER | 10/2021 | < 5% |
| GURWITZ, ADAM, WESTON | Individual | EMBASSY ASSET MANAGEMENT GP LLC | MANAGING MEMBER | 10/2021 | 50-75% |
| KIDD, JOHN, DAVID | Individual | EMBASSY ASSET MANAGEMENT GP LLC | MANAGING MEMBER | 10/2021 | 50-75% |
| LAPRETA, JOYCE, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |