NEXT GENERATION INVESTING, LLC
Adviser information for NEXT GENERATION INVESTING, LLC last updated from Form ADV on September 12th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 250 | $128.0M |
| Non-Discretionary | 0 | $0 |
| Total | 250 | $128.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 130 | $47.0M |
| HNW Individuals | 115 | $79.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agentAccountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-122399 |
|---|---|
| SEC ERA File Number | 801-122399 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 149017 |
| Legal Entity Identifier | None |
Principal Office
5909 SW 28TH ST. #100TOPEKA
KS
United States
Monday - Friday, 9-5
Tel: 785-228-0222, Fax: 785-228-1446
Chief Compliance Officer
RYAN SHUMAKER
5909 SW 28TH ST
#100
TOPEKA
KS
United States
Tel:
7852280222
R***@***************M
(Full email address available in API data)
Regulatory Contact
RYAN SHUMAKER
MANAGING MEMBER
5909 SW 28TH ST #100
TOPEKA
KS
United States
Tel:
785-228-0222
R***@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHUMAKER, ROGER, WAYNE | Individual | – | MEMBER | 01/2009 | 50-75% |
| SHUMAKER, RYAN, WAYNE | Individual | – | CCO | 01/2009 | 25-50% |