ADDICUS ADVISORY, LLC
Adviser information for ADDICUS ADVISORY, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Mississippi, United States |
Employees
| Total Number of Employees | 55 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 262 | $257.0M |
| Non-Discretionary | 18 | $13.6M |
| Total | 280 | $270.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 43 | $15.3M |
| HNW Individuals | 44 | $124.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 44 | $119.6M |
| Pension and profit sharing plans | 8 | $11.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)ADVISER SERVICES TO PRIVATE FUNDS AND ADVISORY CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-122401 |
|---|---|
| SEC ERA File Number | 801-122401 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282244 |
| Legal Entity Identifier | None |
Principal Office
333 W. FRANKLIN STREETTUPELO
MS
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 877-294-8658, Fax: 888-398-3602
Websites
Chief Compliance Officer
STEPHEN D. MILES
CHIEF INVESTMENT OFFICER
333 W. FRANKLIN STREET
TUPELO
MS
United States
Tel:
877-294-8658
Fax:
888-398-3602
S************@******************M
(Full email address available in API data)
Regulatory Contact
ANDREW B. ADAMS
MANAGING MEMBER
406 ENTERPRISE DRIVE
OXFORD
MS
United States
Tel:
888-398-8156
Fax:
888-398-3602
D*********@******************M
(Full email address available in API data)
Industry Affiliates
| 222 LOYOLA QOF MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ACADIANA CLAY MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ADDICUS PRIVATE EQUITY, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ADDICUS RISK MANAGEMENT, LLC | Insurance company or agency |
| ALLEN PINES MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AMBLING INVESTMENTS II MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AMBLING INVESTMENTS III MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AMBLING INVESTMENTS MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AVERY TRACE MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BEE ROCK MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BIG CREEK MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BREAKWATER MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CANARD CLAY MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CLARK RANGE MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CONSORTIUM ENERGY FUND MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CUMBERLAND GAP MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CYPRESS EAST MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DAVIS CLAY MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FALLING WATER MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GENYSIS MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GLASSWRX BEAUFORT QOF MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GRAND CLAY MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HART SANDS MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| KINDER RESERVE MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LAGNIAPPE CLAY MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MAPLE HILL MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MYSA HOSPITALTY FUND MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NET LEASE PROPERTIES FUND I MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NOLIN SANDS MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PIEDMONT SOLAR MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PREMIER CLAY MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PRIME PROPERTIES FUND I MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RIVER BIRCH MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SABINE CLAY MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SILAS MINE INVESTMENTS MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPRING VALLEY MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STAMPS HOLLOW MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STOKES PLATEAU MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WOODBURY SOLAR MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 222 LOYOLA INVESTORS QOF, LLC | Real Estate Fund | $4.3M | $0.1M | 29 |
| ACADIANA CLAY INVESTORS, LLC | Real Estate Fund | $1.4M | $0.1M | 84 |
| ALLEN PINES INVESTORS, LLC | Real Estate Fund | $1.0M | $0.1M | 71 |
| AMBLING INVESTMENTS II, LLC | Real Estate Fund | $5.2M | $0.1M | 35 |
| AMBLING INVESTMENTS III, LLC | Real Estate Fund | $9.0M | $0.1M | 60 |
| AMBLING INVESTMENTS IV, LLC | Real Estate Fund | $0.0M | $0.1M | 0 |
| AMBLING INVESTMENTS, LLC | Real Estate Fund | $1.9M | $0.1M | 15 |
| AVERY TRACE INVESTORS, LLC | Real Estate Fund | $0.8M | $0.1M | 71 |
| BEE ROCK INVESTORS, LLC | Real Estate Fund | $0.8M | $0.1M | 78 |
| BIG CREEK INVESTORS, LLC | Real Estate Fund | $1.0M | $0.1M | 92 |
| BREAKWATER INVESTMENTS, LLC | Real Estate Fund | $0.9M | $0.1M | 60 |
| CANARD CLAY INVESTORS, LLC | Real Estate Fund | $1.9M | $0.1M | 48 |
| CLARK RANGE INVESTORS, LLC | Real Estate Fund | $1.3M | $0.1M | 17 |
| CONSORTIUM ENERGY FUND II, LP | Real Estate Fund | $3.8M | $0.1M | 0 |
| CONSORTIUM ENERGY FUND, LLC | Real Estate Fund | $2.9M | $0.1M | 28 |
| CRESCENT FLAT INVESTORS, LLC | Real Estate Fund | $10.3M | $0.1M | 0 |
| CUMBERLAND GAP INVESTORS, LLC | Real Estate Fund | $1.0M | $0.1M | 39 |
| CYPRESS EAST INVESTORS, LLC | Real Estate Fund | $0.9M | $0.1M | 57 |
| CYPRESS VIEUX INVESTORS, LLC | Real Estate Fund | $13.0M | $0.1M | 0 |
| DAVIS CLAY INVESTORS, LLC | Real Estate Fund | $1.2M | $0.1M | 36 |
| EX CAPITAL, LLC | Real Estate Fund | $0.1M | $0.1M | 15 |
| FALLING WATER INVESTORS, LLC | Real Estate Fund | $1.3M | $0.1M | 32 |
| GENYSIS VENTURE FUND, LLC | Real Estate Fund | $3.1M | $0.1M | 13 |
| GLASSWRX BEAUFORT QOF, LLC | Real Estate Fund | $0.7M | $0.1M | 25 |
| GRAND CLAY INVESTORS, LLC | Real Estate Fund | $1.5M | $0.1M | 25 |
| HART SANDS INVESTORS, LLC | Real Estate Fund | $1.9M | $0.1M | 46 |
| KINDER RESERVE INVESTORS, LLC | Real Estate Fund | $2.4M | $0.1M | 42 |
| LAGNIAPPE CLAY INVESTORS, LLC | Real Estate Fund | $1.8M | $0.1M | 1 |
| MAPLE HILL INVESTORS, LLC | Real Estate Fund | $1.8M | $0.1M | 110 |
| MYSA HOSPITALITY FUND, LLC | Real Estate Fund | $11.0M | $0.1M | 31 |
| NET LEASE PROPERTIES FUND I, LLC | Real Estate Fund | $1.4M | $0.1M | 23 |
| NOLIN SANDS INVESTORS, LLC | Real Estate Fund | $2.1M | $0.1M | 121 |
| PIEDMONT SOLAR INVESTORS, LLC | Real Estate Fund | $1.8M | $0.1M | 120 |
| PREMIER CLAY INVESTORS, LLC | Real Estate Fund | $0.4M | $0.1M | 121 |
| PRIME PROPERTIES FUND I, LLC | Real Estate Fund | $7.7M | $0.1M | 25 |
| RIVER BIRCH INVESTMENTS, LLC | Real Estate Fund | $1.1M | $0.1M | 62 |
| SABINE CLAY INVESTORS, LLC | Real Estate Fund | $1.2M | $0.1M | 54 |
| SC COASTAL PROPERTIES, LLC | Real Estate Fund | $1.1M | $0.1M | 15 |
| SILAS MINE INVESTMENTS, LLC | Real Estate Fund | $0.6M | $0.1M | 66 |
| SPRING CREEK INVESTORS, LLC | Real Estate Fund | $8.9M | $0.1M | 0 |
| SPRING VALLEY INVESTORS, LLC | Real Estate Fund | $1.8M | $0.1M | 2 |
| STAMPS HOLLOW INVESTMENTS, LLC | Real Estate Fund | $0.0M | $0.1M | 7 |
| STOKES PLATEAU INVESTORS, LLC | Real Estate Fund | $1.2M | $0.1M | 57 |
| WOODBURY SOLAR INVESTORS, LLC | Real Estate Fund | $1.7M | $0.1M | 91 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ADDICUS HOLDINGS LLC | Domestic Entity | – | MANAGING MEMBER | 11/2015 | > 75% |
| MILES, STEPHEN, DAVIS | Individual | – | CHIEF COMPLIANCE OFFICER / MANAGING DIRECTOR | 11/2015 | < 5% |
| MILES, STEPHEN, DAVIS | Individual | INTEGRATED SERVICES GROUP, INC. | MEMBER | 11/2015 | > 75% |
| ADAMS, ANDREW, B | Individual | DYNAMIC BUSINESS STRATEGIES, INC. | MEMBER | 11/2015 | 50-75% |
| ADAMS, ANDREW, B | Individual | – | CEO / MANAGING PARTNER | 11/2015 | < 5% |
| INTEGRATED SERVICES GROUP, INC. | Domestic Entity | ADDICUS HOLDINGS LLC | OWNER | 11/2015 | 25-50% |
| DYNAMIC BUSINESS STRATEGIES, INC. | Domestic Entity | ADDICUS HOLDINGS LLC | OWNER | 11/2015 | 25-50% |