LIVE OAK WEALTH ADVISORY GROUP, LLC
Adviser information for LIVE OAK WEALTH ADVISORY GROUP, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 314 | $133.9M |
| Non-Discretionary | 0 | $0 |
| Total | 314 | $133.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 66 | $19.0M |
| HNW Individuals | 45 | $114.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $142,003 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
| Other Business Activities | SIGNAL AND MODEL PORTFOLIO PROVIDER |
Identifiers
| SEC RIA File Number | 801-122404 |
|---|---|
| SEC ERA File Number | 801-122404 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154962 |
| Legal Entity Identifier | None |
Principal Office
3730 KIRBY DRIVESUITE 1200
HOUSTON
TX
United States
Monday - Friday, 9AM-5PM
Tel: 281-822-9200, Fax: 281-524-6005
Chief Compliance Officer
JONATHAN SOLO
3730 KIRBY DRIVE
SUITE 1200
HOUSTON
TX
United States
Tel:
281-822-9200
Fax:
281-524-6005
J****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SOLO, JONATHAN, SCOTT | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 08/2015 | > 75% |