MACNICOL & ASSOCIATES ASSET MANAGEMENT US LLC
Adviser information for MACNICOL & ASSOCIATES ASSET MANAGEMENT US LLC last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-122436 |
|---|---|
| SEC ERA File Number | 801-122436 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313998 |
| Legal Entity Identifier | None |
Principal Office
130 BLOOR ST WESTSUITE 905
TORONTO, ONTARIO
Canada
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: (416) 367 3040, Fax: (877) 215 4044
Chief Compliance Officer
DAVID MACNICOL
MANAGER
130 BLOOR ST WEST, STE 905
TORONTO, ONTARIO
Canada
Tel:
(416) 367 3040
Fax:
(877) 215 4044
D*************@****************M
(Full email address available in API data)
Regulatory Contact
DIANE MACNICOL
130 BLOOR ST WEST, STE 905
TORONTO, ONTARIO
Canada
Tel:
(416) 367 3040
Fax:
(877) 215 4044
D*************@****************M
(Full email address available in API data)
Industry Affiliates
| MACNICOL & ASSOCIATES ASSET MANAGEMENT INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MacNicol, David, Alexander | Individual | – | MANAGER | 10/2020 | 50-75% |
| MacNicol, Diane, Frances | Individual | – | MEMBER | 10/2020 | 50-75% |