BLUE MOON CAPITAL MANAGEMENT LLC
Adviser information for BLUE MOON CAPITAL MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $130.2M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $130.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $130.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPension consulting services |
|---|---|
| Compensation | % of AUMPerformance-based feesPERCENTAGE OF NET OPERATING INCOME |
Identifiers
| SEC RIA File Number | 801-122443 |
|---|---|
| SEC ERA File Number | 801-122443 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311941 |
| Legal Entity Identifier | None |
Principal Office
699 BOYLSTON STREETSUITE 700
BOSTON
MA
United States
Monday - Friday, 8:30AM TO 5:30PM
Tel: 617-307-5960, Fax: None
Chief Compliance Officer
ELYSE HANSON
DIRECTOR
699 BOYLSTON STREET
SUITE 700
BOSTON
MA
United States
Tel:
617.307.5968
E******@*************M
(Full email address available in API data)
Regulatory Contact
SUSAN BARLOW
CHIEF OPERATING OFFICER
699 BOYLSTON STREET
SUITE 700
BOSTON
MA
United States
Tel:
617 307-5961
S******@*************M
(Full email address available in API data)
Industry Affiliates
| BLUE MOON CAPITAL PARTNERS LP | Sponsor, GP, manager of pooled investment vehicles |
| BLUE MOON SENIOR HOUSING I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLUE MOON SENIOR HOUSING II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BLUE MOON SENIOR HOUSING II SIDECAR LP | Real Estate Fund | $130.2M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLUE MOON CAPITAL PARTNERS LP | Domestic Entity | – | MANAGING MEMBER | 07/2014 | > 75% |
| MATT, KATHRYN, SWEENEY | Individual | – | CHIEF INVESTMENT OFFICER | 04/2021 | < 5% |
| BARLOW, SUSAN, JENAY | Individual | – | CHIEF OPERATING OFFICER | 04/2021 | < 5% |
| SUSAN J BARLOW LP | Domestic Entity | BLUE MOON CAPITAL PARTNERS LP | LIMITED PARTNER | 10/2013 | 25-50% |
| KATHRYN A SWEENEY LP | Domestic Entity | BLUE MOON CAPITAL PARTNERS LP | LIMITED PARTNER | 10/2013 | 25-50% |
| BLUE MOON CAPITAL PARTNERS GP LLC | Domestic Entity | BLUE MOON CAPITAL PARTNERS LP | GENERAL PARTNER | 10/2013 | |
| BARLOW, SUSAN, JENAY | Individual | BLUE MOON CAPITAL PARTNERS GP LLC | MEMBER | 12/2016 | 50-75% |
| MATT, KATHRYN, SWEENEY | Individual | BLUE MOON CAPITAL PARTNERS GP LLC | MEMBER | 12/2016 | 50-75% |
| BLUE MOON CAPITAL PARTNERS GP LLC | Domestic Entity | BARLOW, SUSAN, JENAY | GENERAL PARTNER | 12/2016 | |
| BLUE MOON CAPITAL PARTNERS GP LLC | Domestic Entity | KATHRYN A SWEENEY LP | GENERAL PARTNER | 12/2016 | |
| THE SUSAN J. BARLOW TRUST | Domestic Entity | SUSAN J BARLOW LP | LIMITED PARTNER | 12/2016 | > 75% |
| KATHRYN A SWEENEY RMC REVOCABLE TRUST | Domestic Entity | KATHRYN A SWEENEY LP | LIMITED PARTNER | 12/2016 | > 75% |
| BARLOW, SUSAN, JENAY | Individual | THE SUSAN J. BARLOW TRUST | TRUSTEE | 03/2016 | |
| MATT, KATHRYN, SWEENEY | Individual | KATHRYN A SWEENEY RMC REVOCABLE TRUST | TRUSTEE | 05/2014 | |
| HANSON, ELYSE, NICOLE | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2022 | < 5% |