KOV FINANCIAL ADVISORS, LLC
Adviser information for KOV FINANCIAL ADVISORS, LLC last updated from Form ADV on March 8th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 352 | $123.5M |
| Non-Discretionary | 0 | $0 |
| Total | 352 | $123.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 63 | $37.5M |
| HNW Individuals | 31 | $72.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 14 | $13.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-122447 |
|---|---|
| SEC ERA File Number | 801-122447 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108734 |
| Legal Entity Identifier | None |
Principal Office
20 TOWER LANE3RD FLOOR
AVON
CT
United States
Monday - Friday, 8AM TO 3PM
Tel: 860 751 6160, Fax: 860 674 1319
Chief Compliance Officer
STEVEN M LEVIN
20 TOWER LANE
AVON
CT
United States
Tel:
8607516160
S*********@***********M
(Full email address available in API data)
Regulatory Contact
STEVEN M LEVIN
MANAGING MEMBER
20 TOWER LANE
AVON
CT
United States
Tel:
8607516160
S*********@***********M
(Full email address available in API data)
Industry Affiliates
| PALMER, LATKO, LEDAS AND PAGE LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEVIN, STEVEN, M | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 12/1997 | > 75% |