PARALEL ADVISORS LLC
Adviser information for PARALEL ADVISORS LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $2.1B |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $2.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 3 | $2.1B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Principal Office
1700 BROADWAYSUITE 1850
DENVER
CO
United States
Monday - Friday, 8AM - 5PM
Tel: 3032264150, Fax: 3032264150
Chief Compliance Officer
CHRISTOPHER MOORE
GENERAL COUNSEL
1700 BROADWAY
SUITE 1850
DENVER
CO
United States
Tel:
7202128740
C****@**********M
(Full email address available in API data)
Regulatory Contact
JEREMY MAY
CHIEF EXECUTIVE OFFICER
1700 BROADWAY
SUITE 1850
DENVER
CO
United States
Tel:
(720) 308-0878
J*****@**********M
(Full email address available in API data)
Industry Affiliates
| PARALEL DISTRIBUTORS | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOORE, CHRISTOPHER, ANTHONY | Individual | – | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | 07/2021 | < 5% |
| MAY, JEREMY, OPPEGARD | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2021 | < 5% |
| NAIR, VINAY, BALAGOPAL | Individual | TIFIN GROUP LLC | MEMBER, OWNER | 06/2018 | 25-50% |
| SUSAN L. CICIORA TRUST | Domestic Entity | SLCT HOLDINGS, LLC | MEMBER | 06/2021 | > 75% |
| TIFIN GROUP LLC | Domestic Entity | PARALEL TECHNOLOGIES LLC | OWNER (>25%) | 09/2020 | 25-50% |
| PARALEL TECHNOLOGIES LLC | Domestic Entity | – | OWNER, MANAGING MEMBER | 06/2021 | > 75% |
| SLCT HOLDINGS, LLC | Domestic Entity | PARALEL TECHNOLOGIES LLC | INVESTOR (CONTRIBUTED >25% OF CAPITAL) | 06/2021 | 25-50% |
| PEAK TRUST COMPANY | Domestic Entity | SUSAN L. CICIORA TRUST | TRUSTEE | 07/2008 | |
| STEWART WEST INDIES TRUST | Domestic Entity | PEAK TRUST COMPANY | OWNER | 01/2008 | > 75% |
| PEAK TRUST COMPANY | Domestic Entity | STEWART WEST INDIES TRUST | TRUSTEE | 07/2008 | |
| LOONEY, JOEL, WALTER | Individual | SLCT HOLDINGS, LLC | MANAGER | 06/2021 | |
| MAY, JEREMY, OPPEGARD | Individual | PARALEL TECHNOLOGIES LLC | SOLE MANAGER, OWNER (>25%) | 09/2020 | 25-50% |