IDX ADVISORS
IDX ADVISORS, LLC Legal Name
Adviser information for IDX ADVISORS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $106.5M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $106.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 4 | $106.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 50 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-122480 |
|---|---|
| SEC ERA File Number | 801-122480 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299658 |
| Legal Entity Identifier | None |
Principal Office
9311 E VIA DE VENTURASUITE 105
SCOTTSDALE
AZ
United States
Monday - Friday, 8:30-5:00
Tel: 800-403-4349, Fax: None
Chief Compliance Officer
JESSICA ROEPER
6224 TURPIN HILLS DR.
CINCINNATI
OH
United States
Tel:
513-857-1392
J*************@******O
(Full email address available in API data)
Regulatory Contact
ANDREW SWAN
CHIEF EXECUTIVE OFFICER
9311 E VIA DE VENTURA
SUITE 105
SCOTTSDALE
AZ
United States
Tel:
(800)403-4349
A****@*********M
(Full email address available in API data)
Industry Affiliates
| OAR FINANCIAL | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROEPER, JESSICA, J | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2023 | < 5% |
| IDX GLOBAL, LLC | Domestic Entity | – | MANAGING MEMBER | 09/2019 | > 75% |
| MCMILLAN, BENJAMIN, EDWARD | Individual | IDX GLOBAL, LLC | MEMBER | 09/2019 | 25-50% |