MORALIS TECHNOLOGIES, LLC
Adviser information for MORALIS TECHNOLOGIES, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 92 | $17.2M |
| Non-Discretionary | 0 | $0 |
| Total | 92 | $17.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 72 | $3.5M |
| HNW Individuals | 5 | $13.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $488,836 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-122490 |
|---|---|
| SEC ERA File Number | 801-122490 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316221 |
| Legal Entity Identifier | None |
Principal Office
650 WASHINGTON RDSUITE 8000
PITTSBURGH
PA
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 833-730-3700, Fax: None
Chief Compliance Officer
DAVID JAMES REICHERT
CHIEF COMPLIANCE OFFICER
11001 W 120TH AVE STE 100
BROOMFIELD
CO
United States
Tel:
720-923-1548
O***@****************M
(Full email address available in API data)
Regulatory Contact
MEGAN PETRUSKA
VICE PRESIDENT, CHIEF OPERATING OFFICER
650 WASHINGTON RD.
SUITE 8000
PITTSBURGH
PA
United States
Tel:
833-730-3700
M********@****************M
(Full email address available in API data)
Industry Affiliates
| MFA WEALTH ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCMAHON, CHRISTOPHER, SEAN | Individual | – | PRESIDENT, CHIEF EXECUTIVE OFFICER | 09/2021 | > 75% |
| PETRUSKA, MEGAN, MARIE | Individual | – | CHIEF OPERATIONS OFFICER | 10/2021 | < 5% |
| REICHERT, DAVID, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |