ALBANYADVISOR GROUP LLC
Adviser information for ALBANYADVISOR GROUP LLC last updated from Form ADV on January 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 31 | $22.4M |
| Non-Discretionary | 614 | $189.9M |
| Total | 645 | $212.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 238 | $85.7M |
| HNW Individuals | 51 | $126.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-122496 |
|---|---|
| SEC ERA File Number | 801-122496 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316226 |
| Legal Entity Identifier | None |
Principal Office
20 CORPORATE WOODS BLVD..SUITE 400
ALBANY
NY
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: (518) 689-3577, Fax: None
Chief Compliance Officer
MICHAEL J. CARRILLO
CHIEF OPERATING OFFICER
20 CORPORATE WOODS BLVD..
SUITE 400
ALBANY
NY
United States
Tel:
(518) 689-3577
M***********@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MURPHY, LORI, GLUCK | Individual | – | FOUNDING PARTNER | 08/2021 | 25-50% |
| AGEL, MARC, ALLEN | Individual | – | FOUNDING PARTNER | 08/2021 | 25-50% |
| CARRILLO, MICHAEL, JOSEPH | Individual | – | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | 08/2021 | < 5% |
| HART, SUSAN, BETHANY | Individual | – | FOUNDING PARTNER | 08/2021 | 10-25% |