GERCHEN CAPITAL PARTNERS

GERCHEN CAPITAL MANAGEMENT, LLC Legal Name

Adviser information for GERCHEN CAPITAL PARTNERS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 14
Investment Advisory/Research 14
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 10 $1.1B
Non-Discretionary 0 $0
Total 10 $1.1B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 10 $1.1B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 30

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-122517
SEC ERA File Number 801-122517
SEC CIK Numbers None
SEC CRD Numbers 316524
Legal Entity Identifier None

Principal Office

150 N RIVERSIDE PLAZA
SUITE 4170
CHICAGO
IL
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 312-803-0533, Fax: None

Websites

Chief Compliance Officer

JONATHAN LUBIN
GENERAL COUNSEL
150 N RIVERSIDE PLAZA
SUITE 4170
CHICAGO
IL
United States
Tel: 312-803-0533
(Full email address available in API data)

Regulatory Contact

ADAM GERCHEN
CHIEF EXECUTIVE OFFICER
150 N RIVERSIDE PLAZA
SUITE 4170
CHICAGO
IL
United States
Tel: 312-803-0533
(Full email address available in API data)

Industry Affiliates

FBA CAPITAL MANAGEMENT LLC Other investment adviser, including financial planners
FBA CP-GP I, LLC Sponsor, GP, manager of pooled investment vehicles
GCP POST-SETTLEMENT GP I, LLC Sponsor, GP, manager of pooled investment vehicles
GCP SECONDARIES GP I-B, LLC Sponsor, GP, manager of pooled investment vehicles
GCP SECONDARIES GP I, LLC Sponsor, GP, manager of pooled investment vehicles
GCP STRATEGIC OPPORTUNITIES GP I, LLC Sponsor, GP, manager of pooled investment vehicles
KELLER POSTMAN LLC Lawyer or law firm
THORA CAPITAL GENERAL PARTNER I, LLC Sponsor, GP, manager of pooled investment vehicles
THORA CAPITAL GENERAL PARTNER II, LLC Sponsor, GP, manager of pooled investment vehicles
THORA CAPITAL, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
GCP GEMINI CO-INVEST, LP Private Equity Fund $80.0M $5.0M 3
GCP POST-SETTLEMENT FUND I, LP Private Equity Fund $288.1M $5.0M 3
GCP SECONDARIES I-A, LP Private Equity Fund $234.6M $5.0M 32
GCP SECONDARIES I-B, LP Private Equity Fund $50.0M $5.0M 19
GCP SECONDARIES OFFSHORE I-A, LP Private Equity Fund $189.8M $5.0M 9
GCP SECONDARIES OFFSHORE I-B, LP Private Equity Fund $26.6M $5.0M 3
GCP STRATEGIC OPPORTUNITIES I, LP Private Equity Fund $110.9M $5.0M 61
HERON FUNDINGCO BLOCKER, LLC Private Equity Fund $116.3M $0.0M 5
LAPWING SPV I, LLC Private Equity Fund $72.2M $0.0M 16
NIGHTINGALE PARTNERS I, LLC Private Equity Fund $28.9M $0.0M 13

Control Persons

Name Type Entity Title Since Ownership
GERCHEN, ADAM, RYAN Individual CHIEF EXECUTIVE OFFICER / MANAGING MEMBER 07/2021 < 5%
GCP HOLDINGS, LP Domestic Entity MEMBER 11/2021 > 75%
GCP HOLDINGS GP, LLC Domestic Entity GCP HOLDINGS, LP GENERAL PARTNER 11/2021
GERCHEN, ADAM, RYAN Individual GCP HOLDINGS GP, LLC MEMBER 11/2021 25-50%
KELLER, ASHLEY, CONRAD Individual GCP HOLDINGS GP, LLC MEMBER 11/2021 25-50%
KELLER, ASHLEY, CONRAD Individual CHIEF INVESTMENT OFFICER 04/2022 < 5%
POSTMAN, WARREN, DAVID Individual MANAGING DIRECTOR 04/2022 < 5%
POSTMAN, WARREN, DAVID Individual GCP HOLDINGS GP, LLC MEMBER 03/2022 25-50%
LUBIN, JONATHAN, LANDAU Individual CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL 10/2023 < 5%
TRIMBLE, PATRICK, MICHAEL Individual CHIEF FINANCIAL OFFICER 02/2024 < 5%
GERCHEN, ADAM, RYAN Individual GCP HOLDINGS, LP LIMITED PARTNER 11/2021 25-50%
KELLER, ASHLEY, CONRAD Individual GCP HOLDINGS, LP LIMITED PARTNER 11/2021 25-50%
POSTMAN, WARREN, DAVID Individual GCP HOLDINGS, LP LIMITED PARTNER 03/2022 25-50%

No. Employees, Historic

20100202120222023202420252 on 9/20/20218 on 2/22/20228 on 2/24/20228 on 4/22/202213 on 3/31/202313 on 5/16/202313 on 10/24/202314 on 3/28/2024

RAUM, Historic

2B1B0202120222023202420250 on 9/20/2021773647960 on 2/22/2022773647960 on 2/24/2022773647960 on 4/22/2022817415672 on 3/31/2023817415672 on 5/16/2023817415672 on 10/24/20231091009494 on 3/28/2024

No. Clients, Historic

1050202120222023202420250 on 9/20/20214 on 2/22/20224 on 2/24/20224 on 4/22/20225 on 3/31/20235 on 5/16/20235 on 10/24/202310 on 3/28/2024