BAY CAPITAL ADVISORS, LLC
Adviser information for BAY CAPITAL ADVISORS, LLC last updated from Form ADV on January 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 483 | $155.1M |
| Non-Discretionary | 0 | $0 |
| Total | 483 | $155.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 90 | $22.9M |
| HNW Individuals | 64 | $126.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $5.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshopsPROJECT BASED CONSULTING; INVESTMENT ANALYSIS AND CORPORATE PLANNING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-122519 |
|---|---|
| SEC ERA File Number | 801-122519 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 140796 |
| Legal Entity Identifier | None |
Principal Office
582 LYNNHAVEN PARKWAYSUITE 302
VIRGINIA BEACH
VA
United States
Monday - Friday, 10:00 A.M. - 6:00 P.M.
Tel: 757-816-0967, Fax: None
Chief Compliance Officer
JAMES H. FLINCHUM
MANAGING MEMBER
2309 MARINERS MARK WAY
#401
VIRGINIA BEACH
VA
United States
Tel:
757-963-5699
Fax:
757-227-6931
J**@*******************M
(Full email address available in API data)
Regulatory Contact
GEORGE CHAMBERLIN
CONSULTANT
1606 WILMINGTON AVENUE
RICHMOND
VA
United States
Tel:
804-257-5922
G***************@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FLINCHUM, JAMES, HOWARD | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 05/2006 | 25-50% |
| SALLEE, EDWARD, JOE | Individual | – | PARTNER | 11/2016 | 25-50% |
| HONEYCUTT, VIVIAN, MAHER | Individual | – | PARTNER | 03/2022 | 10-25% |