HLM MANAGEMENT CO., LLC
Adviser information for HLM MANAGEMENT CO., LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $436.7M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $436.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $436.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-122521 |
|---|---|
| SEC ERA File Number | 801-122521 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162337 |
| Legal Entity Identifier | None |
Principal Office
800 SOUTH STREETSUITE 200
WALTHAM
MA
United States
Monday - Friday, 8AM - 5PM
Tel: 617-266-0030, Fax: None
Chief Compliance Officer
MICHAEL WONG
800 SOUTH STREET
SUITE 200
WALTHAM
MA
United States
Tel:
(617) 896-4223
M****@********M
(Full email address available in API data)
Industry Affiliates
| HLM STRATEGIC INVESTMENT FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HLM VENTURE ASSOCIATES III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HLM VENTURE ASSOCIATES IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HLM VENTURE ASSOCIATES V, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HLM STRATEGIC INVESTMENT FUND, L.P. | Venture Capital Fund | $267.7M | $0.0M | 19 |
| HLM VENTURE PARTNERS III, LP | Venture Capital Fund | $29.6M | $0.1M | 23 |
| HLM VENTURE PARTNERS IV, LP | Venture Capital Fund | $51.1M | $0.1M | 22 |
| HLM VENTURE PARTNERS V, LP | Venture Capital Fund | $88.4M | $0.1M | 31 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRUA, PETER, J. | Individual | – | MANAGING MEMBER | 09/2005 | 50-75% |
| CAHILL, EDWARD, LOUIS | Individual | – | MANAGING MEMBER | 09/2005 | 50-75% |
| Wong, Michael, Gin Wing | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2021 | < 5% |