OLIVEIRA WEALTH
OLIVEIRA WEALTH, LLC Legal Name
Adviser information for OLIVEIRA WEALTH last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 762 | $221.7M |
| Non-Discretionary | 0 | $0 |
| Total | 762 | $221.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 627 | $27.1M |
| HNW Individuals | 100 | $155.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 35 | $39.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-122522 |
|---|---|
| SEC ERA File Number | 801-122522 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315326 |
| Legal Entity Identifier | None |
Principal Office
810 STANDIFORD AVESUITE 3
MODESTO
CA
United States
Monday - Friday, 8 AM - 5PM
Tel: 209-579-2332, Fax: (209) 579-2333
Chief Compliance Officer
DEBRA ANN BROWN
CHIEF COMPLIANCE OFFICER
810 STANDIFORD AVE
SUITE 3
MODESTO
CA
United States
Tel:
209-579-2332
Fax:
(209) 579-2333
D*****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Oliveira, Thomas, Michael | Individual | – | MANAGING MEMBER | 09/2021 | > 75% |
| BROWN, DEBRA, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2021 | < 5% |