FIDELIS WEALTH ADVISORS
FIDELIS WEALTH ADVISORS, LLC Legal Name
Adviser information for FIDELIS WEALTH ADVISORS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 977 | $160.2M |
| Non-Discretionary | 28 | $32.7M |
| Total | 1,005 | $192.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 224 | $71.6M |
| HNW Individuals | 43 | $90.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 20 | $30.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-122530 |
|---|---|
| SEC ERA File Number | 801-122530 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 292551 |
| Legal Entity Identifier | None |
Principal Office
20 N WILCOX STREETSUITE 106
CASTLE ROCK
CO
United States
Monday - Friday, 8 A.M. - 4 P.M.
Tel: 303-800-4683, Fax: 855-805-4838
Chief Compliance Officer
SAMUEL REY TENNEY
MANAGING MEMBER
20 N WILCOX STREET,
SUITE 106
CASTLE ROCK
CO
United States
Tel:
303-800-4683
S**@*****************M
(Full email address available in API data)
Regulatory Contact
LORIE JONES
PRESIDENT
20 N WILCOX STREET,
SUITE 106
CASTLE ROCK
CO
United States
Tel:
303-800-4683
L****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TENNEY, SAMUEL, REY | Individual | – | MANAGING MEMBER/CCO | 01/2018 | > 75% |
| TEUTATES FINANCIAL, LLC | Domestic Entity | – | OWNER | 01/2020 | < 5% |
| Jones, Lorie, Chantelle | Individual | TEUTATES FINANCIAL, LLC | SOLE PROPRIETOR | 02/2020 | > 75% |
| Tenney, Ben | Individual | – | MEMBER | 12/2022 | < 5% |