PREVAIL WEALTH MANAGEMENT
PREVAIL WEALTH MANAGEMENT LLC Legal Name
Adviser information for PREVAIL WEALTH MANAGEMENT last updated from Form ADV on June 23rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 657 | $156.1M |
| Non-Discretionary | 2 | $1.5M |
| Total | 659 | $157.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 247 | $63.8M |
| HNW Individuals | 41 | $92.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 2 | $1.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-122532 |
|---|---|
| SEC ERA File Number | 801-122532 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164532 |
| Legal Entity Identifier | None |
Principal Office
520 KIRKLAND WAYSTE 201
KIRKLAND
WA
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 425-448-1818, Fax: 888-425-6676
Chief Compliance Officer
AMY MARIE MUTAL
PRINCIPAL OWNER
520 KIRKLAND WAY
SUITE 201
KIRKLAND
WA
United States
Tel:
425-448-1818
Fax:
888-425-6676
A**@****************M
(Full email address available in API data)
Regulatory Contact
DAVID MUTAL
CIO
520 KIRKLAND WAY
STE 201
KIRKKLAND
WA
United States
Tel:
425-448-1818
D****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MUTAL, AMY, MARIE | Individual | – | PRINCIPAL OWNER/CHIEF COMPLIANCE OFFICER | 05/2012 | > 75% |