ADVOCATE CAPITAL MANAGEMENT, LLC
Adviser information for ADVOCATE CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1 | $1.8M |
| Total | 1 | $1.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | Fixed fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-122533 |
|---|---|
| SEC ERA File Number | 801-122533 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284362 |
| Legal Entity Identifier | 254900R926D0DQ42Y307 |
Principal Office
499 PARK AVE.10TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8AM-5PM
Tel: 2127058516, Fax: None
Websites
Chief Compliance Officer
BARRY TSE
499 PARK AVE.
10TH FLOOR
NEW YORK
NY
United States
Tel:
212 705 8516
B********@*****************M
(Full email address available in API data)
Regulatory Contact
SCOTT PENG
CEO
499 PARK AVE
10TH FLOOR
NEW YORK
NY
United States
Tel:
212 7058518
S*********@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PENG, SCOTT, YUAN | Individual | – | CHIEF EXECUTIVE OFFICER | 05/2016 | 50-75% |
| MACRO MANAGEMENT HOLDING LLC | Domestic Entity | – | MEMBER | 05/2016 | 25-50% |
| FISHING LANE LLC | Domestic Entity | MACRO MANAGEMENT HOLDING LLC | MANAGING MEMBER | 12/2016 | > 75% |
| THE SAN MARCO 2012 TRUST | Foreign Entity | FISHING LANE LLC | MANAGING MEMBER | 11/2016 | 50-75% |
| TSE, BARRY | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2022 | < 5% |