SANDIA WEALTH MANAGEMENT, LLC
Adviser information for SANDIA WEALTH MANAGEMENT, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Mexico, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 361 | $146.9M |
| Non-Discretionary | 139 | $15.6M |
| Total | 500 | $162.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 193 | $59.1M |
| HNW Individuals | 46 | $91.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $9.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $2.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-122537 |
|---|---|
| SEC ERA File Number | 801-122537 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159402 |
| Legal Entity Identifier | None |
Principal Office
9201 MONTGOMERY NE SUITE 401ALBUQUERQUE
NM
United States
Monday - Friday, 8:00-5:00
Tel: 505-296-1100, Fax: 505-296-2086
Websites
Chief Compliance Officer
PETER LEHRMAN
MANAGING MEMBER
9201 MONTGOMERY NE STE 401
ALBUQUERQUE
NM
United States
Tel:
505-296-1100
Fax:
505-296-2086
P****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEHRMAN, PETER, THOMAS | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 01/2012 | > 75% |