TLC GROUP INVESTMENT ADVISORS, LLC
Adviser information for TLC GROUP INVESTMENT ADVISORS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 327 | $88.5M |
| Non-Discretionary | 15 | $47.1M |
| Total | 342 | $135.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 180 | $43.2M |
| HNW Individuals | 16 | $38.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 20 | $53.2M |
| Charitable organizations | <5 | $746,059 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $72 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-122544 |
|---|---|
| SEC ERA File Number | 801-122544 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 137814 |
| Legal Entity Identifier | None |
Principal Office
270 WALKER DRIVESUITE 200NW
STATE COLLEGE
PA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 814-231-2265, Fax: 814-231-2233
Websites
Chief Compliance Officer
JOHN ARRINGTON
270 WALKER DR
SUITE 200NW
STATE COLLEGE
PA
United States
Tel:
814-231-2265
Fax:
814-231-2233
J***@*******************M
(Full email address available in API data)
Regulatory Contact
MARY M. CHUHINKA KURTZ
MANAGING MEMBER
270 WALKER DRIVE
SUITE 200NW
STATE COLLEGE
PA
United States
Tel:
814-231-2265
Fax:
814-231-2233
M***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHUHINKA KURTZ, MARY, MAGDALENE | Individual | – | MANAGING MEMBER | 03/2006 | < 5% |
| LEEWARD WEALTH, INC. | Domestic Entity | – | OWNER | 01/2013 | > 75% |
| CHUHINKA KURTZ, MARY, MAGDALENE | Individual | LEEWARD WEALTH, INC. | OWNER | 01/2013 | > 75% |
| ARRINGTON, JOHN, ERIC | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2021 | < 5% |