FOOTHILLS FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC
Adviser information for FOOTHILLS FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC last updated from Form ADV on May 11th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 424 | $128.4M |
| Non-Discretionary | 0 | $0 |
| Total | 424 | $128.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 99 | $63.9M |
| HNW Individuals | 33 | $64.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-122546 |
|---|---|
| SEC ERA File Number | 801-122546 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 147270 |
| Legal Entity Identifier | None |
Principal Office
4425 E. AGAVE ROADSUITE 132
PHOENIX
AZ
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 480-445-9072, Fax: 888-647-0428
Websites
Chief Compliance Officer
KEVIN O'REILLY
4425 E. AGAVE ROAD
SUITE 132
PHOENIX
AZ
United States
Tel:
480-445-9072
K****@********************M
(Full email address available in API data)
Regulatory Contact
KEVIN O'REILLY
PRESIDENT
4425 E. AGAVE ROAD
SUITE 132
PHOENIX
AZ
United States
Tel:
480.445.9072
Fax:
888-862-8337
K****@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OREILLY, KEVIN, P (MI ONLY) | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 02/2008 | > 75% |