Hedge Fund Database

SCHWALLIER WEALTH MANAGEMENT

SCHWALLIER WEALTH MANAGEMENT, LLC Legal Name

Adviser information for SCHWALLIER WEALTH MANAGEMENT last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Michigan, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 722 $141.6M
Non-Discretionary 5 $2.1M
Total 727 $143.7M

Clients

Type Number RAUM
Individuals 211 $82.9M
HNW Individuals 42 $54.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $6.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 138.5M
Portfolio Manager 138.5M
Both for Same 138.5M
Portfolio Manager to Program Sponsor
SCHWALLIER WEALTH MANAGEMENT WRAP PROGRAM SCHWALLIER WEALTH MANAGEMENT

Identifiers

SEC RIA File Number 801-122547
SEC ERA File Number 801-122547
SEC CIK Numbers 1934951
SEC CRD Numbers 143329
Legal Entity Identifier None

Principal Office

607 CASCADE WEST PARKWAY SE
GRAND RAPIDS
MI
United States
Monday - Friday, 9:00-5:00M-F
Tel: 616-855-2051, Fax: 616-855-2242

Websites

www.facebook.com/swmadvisor/ www.linkedin.com/in/adamschwallier/ www.linkedin.com/company/schwallier-wealth-management-llc www.linkedin.com/in/mkbritenfeld/ www.swmadvisor.com

Chief Compliance Officer

ADAM SCHWALLIER
PRESIDENT
607 CASCADE WEST PARKWAY SE
GRAND RAPIDS
MI
United States
Tel: 6164464745
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SCHWALLIER, ADAM, DAVID Individual – PRESIDENT/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER 06/2007 > 75%

No. Employees, Historic

1050202120222023202420254 on 9/23/20214 on 12/1/20214 on 3/31/20224 on 4/13/20224 on 11/3/20225 on 3/30/20235 on 7/14/20235 on 12/15/20235 on 12/15/20235 on 12/18/20235 on 1/22/20244 on 3/25/2024

RAUM, Historic

200M100M020212022202320242025128868369 on 9/23/2021132877937 on 12/1/2021137835572 on 3/31/2022137835572 on 4/13/2022137835572 on 11/3/2022133618743 on 3/30/2023133618743 on 7/14/2023133618743 on 12/15/2023133618743 on 12/15/2023133618743 on 12/18/2023133618743 on 1/22/2024143657128 on 3/25/2024

No. Clients, Historic

300150020212022202320242025267 on 9/23/2021267 on 12/1/2021258 on 3/31/2022258 on 4/13/2022258 on 11/3/2022248 on 3/30/2023248 on 7/14/2023248 on 12/15/2023248 on 12/15/2023248 on 12/18/2023248 on 1/22/2024253 on 3/25/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM 202K 1K –
APPLE INC COM 546K 3K –
BARINGS PARTN INVS SH BEN INT 679K 41K –
META PLATFORMS INC CL A 354K 701 –
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 9M 149K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 234K 6K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 899K 11K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 27M 425K –
INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 10M 106K –
INVESCO EXCH TRADED FD TR II S&P SMLCAP QTY 6M 151K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 15M 304K –
NORTHERN LTS FD TR IV INSPIRE 100 ETF 298K 8K –
NORTHERN LTS FD TR IV INSPIRE INTL ETF 302K 10K –
PROSHARES TR ULTRAPRO SHT QQQ 580K 70K –
PUBLIC STORAGE OPER CO COM 242K 842 –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 791K 30K –
SCHWAB STRATEGIC TR INTL EQTY ETF 6M 150K –
SCHWAB STRATEGIC TR US LCAP GR ETF 5M 46K –
SCHWAB STRATEGIC TR US LCAP VA ETF 366K 5K –
SPDR SER TR BLOOMBERG HIGH Y 912K 10K –
SPDR SER TR PORTFOLIO S&P500 2M 27K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 570K 3K –
VANGUARD INDEX FDS MCAP VL IDXVIP 1M 7K –
VANGUARD INDEX FDS SM CP VAL ETF 1M 6K –
VANGUARD MALVERN FDS STRM INFPROIDX 3M 66K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 9M 126K –
VANGUARD INDEX FDS VALUE ETF 12M 74K –
WISDOMTREE TR YIELD ENHANCD US 10M 241K –