LIONHEART STRATEGIC MANAGEMENT, LLC
Adviser information for LIONHEART STRATEGIC MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $22.4M |
| Non-Discretionary | 6 | $479.1M |
| Total | 7 | $501.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $22.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 6 | $479.1M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-122551 |
|---|---|
| SEC ERA File Number | 801-122551 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314990 |
| Legal Entity Identifier | None |
Principal Office
605 THIRD AVENUE36TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 646-744-2284, Fax: None
Chief Compliance Officer
ANDREW MANDELBAUM
DIRECTOR & GENERAL COUNSEL
605 THIRD AVENUE
36TH FLOOR
NEW YORK
NY
United States
Tel:
646-744-2287
A**********@*********************M
(Full email address available in API data)
Regulatory Contact
SEBASTIAN POST
MANAGING DIRECTOR
605 THIRD AVENUE
36TH FLOOR
NEW YORK
NY
United States
Tel:
212-940-6809
S****@*****************M
(Full email address available in API data)
Industry Affiliates
| FISHER BROTHERS MANAGEMENT COMPANY LLC | Real estate broker or dealer |
| LIONHEART MEZZANINE CAPITAL GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LIONHEART MEZZANINE CAPITAL INVESTORS, LP | Real Estate Fund | $22.4M | $0.0M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| POST, SEBASTIAN, JOHAN LIPKA | Individual | – | MANAGING DIRECTOR | 07/2017 | < 5% |
| Mandelbaum, Andrew, NMN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |
| KLEIN, ANDREW, PHILIP | Individual | – | MANAGING DIRECTOR | 07/2017 | < 5% |
| LSM MASTER HOLDING COMPANY LLC | Domestic Entity | – | SOLE MEMBER | 03/2023 | > 75% |
| LSM MANAGEMENT LLC | Domestic Entity | LSM MASTER HOLDING COMPANY LLC | MEMBER | 03/2023 | 25-50% |
| LIONHEART STRATEGIC MANAGEMENT HOLDCO LLC | Domestic Entity | LSM MASTER HOLDING COMPANY LLC | MEMBER | 03/2023 | > 75% |