LEVO ADVISER, LLC
Adviser information for LEVO ADVISER, LLC last updated from Form ADV on March 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 1 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 2 | $405,800 |
Non-Discretionary | 0 | $0 |
Total | 2 | $405,800 |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | <5 | $252,000 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 1 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $153,800 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
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Compensation | % of AUM |
Wrap Fee Program
Offers Wrap Fee Program | Yes |
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Acting As | RAUM |
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Sponsor | 0 |
Portfolio Manager | 0 |
Both for Same | 405,800 |
Portfolio Manager to Program | Sponsor |
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LEVO ADVISER, LLC WRAP FEE PROGRAM | LEVO ADVISER, LLC |
Identifiers
SEC RIA File Number | 801-122553 |
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SEC ERA File Number | 801-122553 |
SEC CIK Numbers | None |
SEC CRD Numbers | 314370 |
Legal Entity Identifier | None |
Principal Office
3526 LAMAR AVENUECHATTANOOGA
TN
United States
Monday - Friday, 11:00 A.M. - 6:00 P.M. EST
Tel: 801-441-7772, Fax: None
Websites
Chief Compliance Officer
DILLON MARTIN
INVESTMENT MANAGER
3526 LAMAR AVENUE
CHATTANOOGA
TN
United States
Tel:
801-441-7772
D*****@*************L
(Full email address available in API data)
Regulatory Contact
ZACH MCCORMICK
2191 S. MCCLELLAND STREET
SALT LAKE CITY
UT
United States
Tel:
801-441-7772
Z***@*************L
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
LEVO FINANCIAL, INC. | Domestic Entity | – | MEMBER | 02/2021 | > 75% |
Martin, Dillon, Tucker | Individual | – | MANAGER, CHIEF COMPLIANCE OFFICER | 02/2021 | < 5% |
McCormick, Zach | Individual | LEVO FINANCIAL, INC. | CHIEF EXECUTIVE OFFICER | 11/2020 | 25-50% |